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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-1%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$1.28B
AUM Growth
+$10.1M
Cap. Flow
+$20.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
77.53%
Holding
154
New
16
Increased
53
Reduced
26
Closed
12

Top Buys

Rank Stock Value
1
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$52.2M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$37.7M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$22.4M
4
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$8.64M
5
BND icon
Vanguard Total Bond Market
BND
+$4.38M

Top Sells

Rank Stock Value
1
IWB icon
iShares Russell 1000 ETF
IWB
+$81.7M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$14.9M
3
MCD icon
McDonald's
MCD
+$4.41M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.58M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.78M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.22%
2 Technology 2.95%
3 Financials 1.62%
4 Healthcare 0.98%
5 Consumer Staples 0.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWO icon
26
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$3.05M 0.24%
59,657
+418
+0.7% +$22.3K
ICSH icon
27
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.58B
$2.83M 0.22%
55,931
-14,826
-21% -$749K
SPY icon
28
State Street SPDR S&P 500 ETF Trust
SPY
$822B
$2.67M 0.21%
6,224
+13
+0.2% +$5.73K
TY icon
29
TRI-Continental Corp
TY
$1.9B
$2.52M 0.2%
75,513
– –
QCOM icon
30
Qualcomm
QCOM
$171B
$2.36M 0.19%
18,329
+184
+1% +$26.1K
SCHB icon
31
Schwab US Broad Market ETF
SCHB
$44.6B
$1.82M 0.14%
105,246
-492
-0.5% -$8.75K
COST icon
32
Costco
COST
$426B
$1.67M 0.13%
3,721
– –
UL icon
33
Unilever
UL
$140B
$1.61M 0.13%
26,481
+4,114
+18% +$262K
VTEB icon
34
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.8B
$1.58M 0.12%
28,936
+749
+3% +$41.4K
JNJ icon
35
Johnson & Johnson
JNJ
$658B
$1.47M 0.12%
9,117
+318
+4% +$54.3K
GIS icon
36
General Mills
GIS
$21.3B
$1.43M 0.11%
23,972
– –
TSLA icon
37
Tesla
TSLA
$1.38T
$1.43M 0.11%
5,523
+570
+12% +$134K
INTC icon
38
Intel
INTC
$462B
$1.2M 0.09%
22,589
+4,236
+23% +$230K
FITB
39
Fifth Third Bancorp
FITB
$49.8B
$1.17M 0.09%
27,441
+5
+0% +$192
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.08T
$1.11M 0.09%
4,054
– –
DRI icon
41
Darden Restaurants
DRI
$25B
$1.04M 0.08%
6,870
– –
CI icon
42
Cigna
CI
$73.8B
$1.02M 0.08%
5,074
– –
F icon
43
Ford
F
$55.6B
$998K 0.08%
70,445
+15,000
+27% +$204K
NVDA icon
44
NVIDIA
NVDA
$5.16T
$953K 0.07%
46,000
+4,320
+10% +$89.7K
KO icon
45
Coca-Cola
KO
$394B
$877K 0.07%
16,716
+1
+0% +$56
CBOE icon
46
Cboe Global Markets
CBOE
$32.3B
$836K 0.07%
6,752
+5
+0.1% +$611
QQQ icon
47
Invesco QQQ Trust
QQQ
$486B
$808K 0.06%
2,256
-5
-0.2% -$1.84K
HD icon
48
Home Depot
HD
$337B
$807K 0.06%
2,458
+1,308
+114% +$429K
XOM icon
49
ExxonMobil
XOM
$661B
$787K 0.06%
13,377
-992
-7% -$56.5K
ESTC icon
50
Elastic
ESTC
$8.36B
$776K 0.06%
5,206
– –
1
2
3 4 5

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Capstone Financial Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Capstone Financial Advisors held 154 positions worth $1.28B, up 0.8% from $1.27B the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Capstone Financial Advisors's Q3 2021 filing shows 16 new, 53 increased, 26 reduced and 12 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,972,444 shares worth $51M. The largest sale was iShares Russell 1000 ETF, an estimated $81.7M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.2% of assets, down from 4.5% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,972,444 shares worth $51M.
  • Capstone Financial Advisors added most to Vanguard Morningstar Total Stock Market ETF in Q3 2021, an estimated $37.7M increase.
  • Capstone Financial Advisors's biggest Q3 2021 reduction was iShares Russell 1000 ETF, cutting an estimated $81.7M.
  • Capstone Financial Advisors fully exited Moderna in Q3 2021, selling an estimated $655K.
  • Capstone Financial Advisors's ten largest holdings make up 78% of its $1.28B portfolio in Q3 2021.
  • Capstone Financial Advisors opened 16 new positions and closed 12 in Q3 2021.
  • Capstone Financial Advisors's portfolio value rose 0.8% quarter-over-quarter to $1.28B.

Based on Capstone Financial Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.