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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
+3.49%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$281M
AUM Growth
+$55.8M
Cap. Flow
-$57.7M
Cap. Flow %
-20.51%
Top 10 Hldgs %
82.83%
Holding
79
New
8
Increased
18
Reduced
26
Closed
14

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$18.4M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$11.9M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.75M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$3.11M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$940K

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$40.8M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$35.8M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$8.95M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.32M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.26M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.54%
2 Financials 3.52%
3 Technology 3.49%
4 Industrials 1.9%
5 Healthcare 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
26
DELISTED
Unilever NV New York Registry Shares
UN
$900K 0.32%
20,775
– –
QCOM icon
27
Qualcomm
QCOM
$174B
$812K 0.29%
16,252
-310
-2% -$16.5K
IBM icon
28
IBM
IBM
$217B
$801K 0.28%
6,092
-171
-3% -$23K
INTC icon
29
Intel
INTC
$462B
$776K 0.28%
22,529
-1,485
-6% -$50.2K
COST icon
30
Costco
COST
$425B
$773K 0.27%
4,784
-46
-1% -$7.27K
AMZN icon
31
Amazon
AMZN
$2.8T
$627K 0.22%
18,540
– –
PFF icon
32
iShares Preferred and Income Securities ETF
PFF
$13.1B
$592K 0.21%
15,229
+1,088
+8% +$42.3K
BRK.B icon
33
Berkshire Hathaway Class B
BRK.B
$1.08T
$542K 0.19%
4,103
-200
-5% -$26.8K
QAI icon
34
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$505K 0.18%
+17,727
New +$512K
XOM icon
35
ExxonMobil
XOM
$652B
$489K 0.17%
6,274
+399
+7% +$31.9K
LUMN icon
36
Lumen
LUMN
$6.2B
$485K 0.17%
19,284
+2
+0% +$54
VZ icon
37
Verizon
VZ
$209B
$458K 0.16%
9,913
-529
-5% -$24K
VNQ icon
38
Vanguard Real Estate ETF
VNQ
$39.2B
$451K 0.16%
5,661
-2,947
-34% -$233K
CBOE icon
39
Cboe Global Markets
CBOE
$32.6B
$407K 0.14%
6,274
– –
MSFT icon
40
Microsoft
MSFT
$3.68T
$403K 0.14%
7,266
– –
IVV icon
41
iShares Core S&P 500 ETF
IVV
$895B
$401K 0.14%
1,957
– –
PG icon
42
Procter & Gamble
PG
$337B
$377K 0.13%
4,748
-726
-13% -$55.5K
DIS icon
43
Walt Disney
DIS
$189B
$375K 0.13%
3,571
-400
-10% -$44.6K
ARCO icon
44
Arcos Dorados Holdings
ARCO
$1.69B
$299K 0.11%
+98,671
New +$298K
META icon
45
Meta Platforms (Facebook)
META
$1.47T
$295K 0.1%
+2,816
New +$289K
DUK icon
46
Duke Energy
DUK
$95.2B
$293K 0.1%
4,102
-46
-1% -$3.23K
IWV icon
47
iShares Russell 3000 ETF
IWV
$20.3B
– –
-2,430
Closed -$295K
V icon
48
Visa
V
$716B
$286K 0.1%
3,688
-797
-18% -$61.7K
AMGN icon
49
Amgen
AMGN
$238B
$279K 0.1%
1,721
+45
+3% +$7.07K
CVX icon
50
Chevron
CVX
$393B
$272K 0.1%
3,028
+199
+7% +$17.9K
1
2
3 4

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Capstone Financial Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Capstone Financial Advisors held 79 positions worth $281M, up 25% from $226M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Capstone Financial Advisors withdrew a net $57.7M in Q4 2015, closing 14 positions and reducing 26 holdings. Its most notable exit was iShares Russell 1000 Growth ETF, an estimated $40.8M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.5% of assets, down from 6.3% a quarter earlier, followed by Financials and Technology.

Against the trend, Capstone Financial Advisors opened a new position in NYLI Hedge Multi-Strategy Tracker ETF worth $505K.

  • Capstone Financial Advisors's largest Q4 2015 buy was NYLI Hedge Multi-Strategy Tracker ETF: 17,727 shares worth $505K.
  • Capstone Financial Advisors added most to Alerian MLP ETF in Q4 2015, an estimated $18.4M increase.
  • Capstone Financial Advisors's biggest Q4 2015 reduction was Vanguard FTSE Developed Markets ETF, cutting an estimated $2.26M.
  • Capstone Financial Advisors fully exited iShares Russell 1000 Growth ETF in Q4 2015, selling an estimated $40.8M.
  • Capstone Financial Advisors's ten largest holdings make up 83% of its $281M portfolio in Q4 2015.
  • Capstone Financial Advisors opened 8 new positions and closed 14 in Q4 2015.
  • Capstone Financial Advisors's portfolio value rose 25% quarter-over-quarter to $281M.

Based on Capstone Financial Advisors's 13F filing for Q4 2015, filed 10 Feb 2016.