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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-7.34%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$226M
AUM Growth
-$30.7M
Cap. Flow
-$13.1M
Cap. Flow %
-5.79%
Top 10 Hldgs %
81.28%
Holding
106
New
8
Increased
18
Reduced
33
Closed
34

Top Buys

Rank Stock Value
1
AMLP icon
Alerian MLP ETF
AMLP
+$4.95M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.3M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$2.98M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$1.65M
5
GWW icon
W.W. Grainger
GWW
+$1.62M

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$7.93M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$3.87M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.84M
4
MCD icon
McDonald's
MCD
+$3.69M
5
CTRX
CATAMARAN CORP COM STK (CDA)
CTRX
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 6.32%
2 Technology 4.57%
3 Financials 4.24%
4 Industrials 2.52%
5 Healthcare 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
26
Qualcomm
QCOM
$172B
$890K 0.39%
16,562
-58
-0.3% -$3.45K
IBM icon
27
IBM
IBM
$217B
$868K 0.38%
6,263
-16
-0.3% -$2.36K
SCHB icon
28
Schwab US Broad Market ETF
SCHB
$44.5B
$861K 0.38%
111,408
+498
+0.4% +$4.09K
UN
29
DELISTED
Unilever NV New York Registry Shares
UN
$835K 0.37%
20,775
– –
INTC icon
30
Intel
INTC
$457B
$724K 0.32%
24,014
-4,275
-15% -$124K
COST icon
31
Costco
COST
$424B
$698K 0.31%
4,830
+46
+1% +$6.56K
VNQ icon
32
Vanguard Real Estate ETF
VNQ
$39.4B
$650K 0.29%
8,608
-4,806
-36% -$369K
BRK.B icon
33
Berkshire Hathaway Class B
BRK.B
$1.08T
$561K 0.25%
4,303
-562
-12% -$77K
PFF icon
34
iShares Preferred and Income Securities ETF
PFF
$13.1B
$546K 0.24%
14,141
+1,408
+11% +$55K
LUMN icon
35
Lumen
LUMN
$6.15B
$484K 0.21%
19,282
+502
+3% +$13.9K
AMZN icon
36
Amazon
AMZN
$2.81T
$475K 0.21%
+18,540
New +$469K
VZ icon
37
Verizon
VZ
$211B
$454K 0.2%
10,442
-6,475
-38% -$299K
XOM icon
38
ExxonMobil
XOM
$659B
$437K 0.19%
5,875
-1,522
-21% -$117K
CBOE icon
39
Cboe Global Markets
CBOE
$32.4B
$421K 0.19%
6,274
-25
-0.4% -$1.58K
FLOT icon
40
iShares Floating Rate Bond ETF
FLOT
$10.6B
$412K 0.18%
8,171
– –
DIS icon
41
Walt Disney
DIS
$190B
$406K 0.18%
3,971
+666
+20% +$72.5K
PG icon
42
Procter & Gamble
PG
$337B
$394K 0.17%
5,474
-1,496
-21% -$112K
IVV icon
43
iShares Core S&P 500 ETF
IVV
$894B
$377K 0.17%
1,957
– –
CMG icon
44
Chipotle Mexican Grill
CMG
$47.2B
$357K 0.16%
24,800
-7,500
-23% -$107K
NDLS icon
45
Noodles & Co
NDLS
$90.8M
$354K 0.16%
3,125
– –
MSFT icon
46
Microsoft
MSFT
$3.68T
$322K 0.14%
7,266
-929
-11% -$41.7K
V icon
47
Visa
V
$712B
$312K 0.14%
4,485
-669
-13% -$47.8K
GOOG icon
48
Alphabet (Google) Class C
GOOG
$4.15T
$302K 0.13%
9,920
-7,060
-42% -$217K
DUK icon
49
Duke Energy
DUK
$95.2B
$298K 0.13%
4,148
-415
-9% -$30K
IWV icon
50
iShares Russell 3000 ETF
IWV
$20.2B
$277K 0.12%
2,430
– –
1
2
3 4 5

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Capstone Financial Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Capstone Financial Advisors held 106 positions worth $226M, down 12% from $256M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Capstone Financial Advisors withdrew a net $13.1M in Q3 2015, closing 34 positions and reducing 33 holdings. Its most notable exit was CATAMARAN CORP COM STK (CDA), an estimated $1.27M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 6.3% of assets, down from 7.3% a quarter earlier, followed by Technology and Financials.

Against the trend, Capstone Financial Advisors opened a new position in iShares JPMorgan USD Emerging Markets Bond ETF worth $2.92M.

  • Capstone Financial Advisors's largest Q3 2015 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 27,493 shares worth $2.92M.
  • Capstone Financial Advisors added most to Alerian MLP ETF in Q3 2015, an estimated $4.95M increase.
  • Capstone Financial Advisors's biggest Q3 2015 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $7.93M.
  • Capstone Financial Advisors fully exited CATAMARAN CORP COM STK (CDA) in Q3 2015, selling an estimated $1.27M.
  • Capstone Financial Advisors's ten largest holdings make up 81% of its $226M portfolio in Q3 2015.
  • Capstone Financial Advisors opened 8 new positions and closed 34 in Q3 2015.
  • Capstone Financial Advisors's portfolio value fell 12% quarter-over-quarter to $226M.

Based on Capstone Financial Advisors's 13F filing for Q3 2015, filed 13 Nov 2015.