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CFA

Capstone Financial Advisors Portfolio holdings

AUM $1.86B
1-Year Est. Return 15.98%
This Fund
S&P 500
This Quarter Est. Return
+1.73%
1 Year Est. Return
+15.98%
3 Year Est. Return
+45.53%
5 Year Est. Return
+42.57%
10 Year Est. Return
+156.59%
AUM
$322M
AUM Growth
+$157M
Cap. Flow
+$47.9M
Cap. Flow %
14.88%
Top 10 Hldgs %
80.83%
Holding
103
New
17
Increased
32
Reduced
16
Closed
11

Top Buys

Rank Stock Value
1
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.3M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$10.4M
3
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$5.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.39M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.87M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$7.65M
2
GLD icon
SPDR Gold Trust
GLD
+$725K
3
BIIB icon
Biogen
BIIB
+$281K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$266K
5
IBM icon
IBM
IBM
+$247K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.49%
2 Technology 3.87%
3 Financials 3.24%
4 Industrials 1.63%
5 Healthcare 1.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
T icon
26
AT&T
T
$165B
$946K 0.29%
37,286
+1,436
+4% +$37.3K
INTC icon
27
Intel
INTC
$466B
$894K 0.28%
24,633
+1,088
+5% +$37.9K
BRK.B icon
28
Berkshire Hathaway Class B
BRK.B
$1.07T
$891K 0.28%
5,935
+1,000
+20% +$144K
CTRX
29
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$881K 0.27%
17,020
– –
WBA
30
DELISTED
Walgreens Boots Alliance
WBA
$826K 0.26%
10,866
+50
+0.5% +$3.34K
SBUX icon
31
Starbucks
SBUX
$118B
$818K 0.25%
19,936
+24
+0.1% +$937
UN
32
DELISTED
Unilever NV New York Registry Shares
UN
$813K 0.25%
20,825
– –
XOM icon
33
ExxonMobil
XOM
$651B
$716K 0.22%
7,747
+3
+0% +$280
VNQ icon
34
Vanguard Real Estate ETF
VNQ
$39.9B
$700K 0.22%
8,648
-2,560
-23% -$201K
NDLS icon
35
Noodles & Co
NDLS
$90.5M
$659K 0.2%
3,125
– –
COST icon
36
Costco
COST
$415B
$596K 0.19%
4,205
+1,122
+36% +$153K
LUMN icon
37
Lumen
LUMN
$6.53B
$587K 0.18%
14,820
+1
+0% +$40
PG icon
38
Procter & Gamble
PG
$343B
$586K 0.18%
6,429
+307
+5% +$27K
GOOG icon
39
Alphabet (Google) Class C
GOOG
$3.9T
$563K 0.18%
21,358
-5,215
-20% -$140K
SCHB icon
40
Schwab US Broad Market ETF
SCHB
$42.8B
$560K 0.17%
67,494
+3,852
+6% +$31.2K
PFF icon
41
iShares Preferred and Income Securities ETF
PFF
$13.2B
$505K 0.16%
12,811
-166
-1% -$6.56K
MSFT icon
42
Microsoft
MSFT
$2.84T
$470K 0.15%
10,126
+1,254
+14% +$58.9K
CMG icon
43
Chipotle Mexican Grill
CMG
$40.8B
$452K 0.14%
33,050
– –
VZ icon
44
Verizon
VZ
$194B
$446K 0.14%
9,542
-259
-3% -$12.7K
IVV icon
45
iShares Core S&P 500 ETF
IVV
$876B
$433K 0.13%
2,095
– –
EEM icon
46
iShares MSCI Emerging Markets ETF
EEM
$28B
– –
0
– –
CBOE icon
47
Cboe Global Markets
CBOE
$29.8B
$398K 0.12%
6,274
– –
DIS icon
48
Walt Disney
DIS
$165B
$381K 0.12%
4,048
-715
-15% -$64.5K
BABA icon
49
Alibaba
BABA
$269B
$368K 0.11%
+3,540
New +$363K
AMGN icon
50
Amgen
AMGN
$203B
$351K 0.11%
2,204
+712
+48% +$111K
1
2
3 4 5

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Capstone Financial Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Capstone Financial Advisors held 103 positions worth $322M, up 96% from $164M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

Capstone Financial Advisors deployed $47.9M of net new capital in Q4 2014, opening 17 new positions and adding to 32 existing holdings. Its largest new stake was VanEck JP Morgan EM Local Currency Bond ETF: 612,863 shares worth $25.9M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.5% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $7.65M trimmed.

  • Capstone Financial Advisors's largest Q4 2014 buy was VanEck JP Morgan EM Local Currency Bond ETF: 612,863 shares worth $25.9M.
  • Capstone Financial Advisors added most to Vanguard Dividend Appreciation ETF in Q4 2014, an estimated $1.22M increase.
  • Capstone Financial Advisors's biggest Q4 2014 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $7.65M.
  • Capstone Financial Advisors fully exited SPDR Gold Trust in Q4 2014, selling an estimated $725K.
  • Capstone Financial Advisors's ten largest holdings make up 81% of its $322M portfolio in Q4 2014.
  • Capstone Financial Advisors opened 17 new positions and closed 11 in Q4 2014.
  • Capstone Financial Advisors's portfolio value rose 96% quarter-over-quarter to $322M.

Based on Capstone Financial Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.