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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$164M
AUM Growth
+$20.5M
Cap. Flow
+$141K
Cap. Flow %
0.09%
Top 10 Hldgs %
84.23%
Holding
91
New
13
Increased
37
Reduced
11
Closed
13

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$786K
2
COST icon
Costco
COST
+$373K
3
GILD icon
Gilead Sciences
GILD
+$325K
4
MRK icon
Merck
MRK
+$306K
5
BIIB icon
Biogen
BIIB
+$280K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$791K
2
MCD icon
McDonald's
MCD
+$784K
3
BAGL
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
+$677K
4
UL icon
Unilever
UL
+$516K
5
BA icon
Boeing
BA
+$243K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 10.56%
2 Technology 7.28%
3 Financials 5.69%
4 Industrials 3.26%
5 Communication Services 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
26
Lumen
LUMN
$6.08B
$606K 0.37%
14,819
+3,872
+35% +$152K
PFF icon
27
iShares Preferred and Income Securities ETF
PFF
$13.1B
$513K 0.31%
12,977
-1,311
-9% -$51.9K
PG icon
28
Procter & Gamble
PG
$338B
$513K 0.31%
6,122
+264
+5% +$21.6K
SCHB icon
29
Schwab US Broad Market ETF
SCHB
$44.6B
$504K 0.31%
63,642
+18
+0% +$144
VZ icon
30
Verizon
VZ
$209B
$490K 0.3%
9,801
+23
+0.2% +$1.14K
NDLS icon
31
Noodles & Co
NDLS
$92.5M
$480K 0.29%
3,125
+625
+25% +$120K
COST icon
32
Costco
COST
$426B
$477K 0.29%
+3,083
New +$373K
CMG icon
33
Chipotle Mexican Grill
CMG
$47.4B
$441K 0.27%
33,050
– –
DIS icon
34
Walt Disney
DIS
$192B
$424K 0.26%
4,763
+165
+4% +$14.6K
IVV icon
35
iShares Core S&P 500 ETF
IVV
$894B
$415K 0.25%
2,095
– –
MSFT icon
36
Microsoft
MSFT
$3.65T
$411K 0.25%
8,872
+584
+7% +$26.1K
GILD icon
37
Gilead Sciences
GILD
$184B
$353K 0.21%
+3,317
New +$325K
CBOE icon
38
Cboe Global Markets
CBOE
$32.3B
$336K 0.2%
6,274
– –
CVX icon
39
Chevron
CVX
$392B
$329K 0.2%
2,754
– –
MRK icon
40
Merck
MRK
$386B
$308K 0.19%
+5,452
New +$306K
CELG
41
DELISTED
Celgene Corp
CELG
$296K 0.18%
3,128
+570
+22% +$51.4K
META icon
42
Meta Platforms (Facebook)
META
$1.45T
$290K 0.18%
3,664
+618
+20% +$45.3K
BIIB icon
43
Biogen
BIIB
$32.6B
$281K 0.17%
+850
New +$280K
IWD icon
44
iShares Russell 1000 Value ETF
IWD
$84.2B
$281K 0.17%
2,803
+15
+0.5% +$1.52K
ADM icon
45
Archer Daniels Midland
ADM
$38.2B
$272K 0.17%
5,331
+71
+1% +$3.48K
D icon
46
Dominion Energy
D
$58.9B
$270K 0.16%
3,903
– –
RDS.A
47
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$266K 0.16%
3,744
-583
-13% -$43.7K
HD icon
48
Home Depot
HD
$337B
$262K 0.16%
2,856
+158
+6% +$13.6K
DEO icon
49
Diageo
DEO
$52.7B
$255K 0.16%
+2,210
New +$268K
WFC icon
50
Wells Fargo
WFC
$256B
$248K 0.15%
4,776
+600
+14% +$30.9K
1
2
3 4

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Capstone Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Financial Advisors held 91 positions worth $164M, up 14% from $144M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Capstone Financial Advisors's Q3 2014 filing shows 13 new, 37 increased, 11 reduced and 13 closed positions. Its largest new stake was Costco: 3,083 shares worth $477K. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $791K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 11% of assets, down from 13% a quarter earlier, followed by Technology and Financials.

  • Capstone Financial Advisors's largest Q3 2014 buy was Costco: 3,083 shares worth $477K.
  • Capstone Financial Advisors added most to Johnson & Johnson in Q3 2014, an estimated $786K increase.
  • Capstone Financial Advisors's biggest Q3 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $791K.
  • Capstone Financial Advisors fully exited EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE) in Q3 2014, selling an estimated $677K.
  • Capstone Financial Advisors's ten largest holdings make up 84% of its $164M portfolio in Q3 2014.
  • Capstone Financial Advisors opened 13 new positions and closed 13 in Q3 2014.
  • Capstone Financial Advisors's portfolio value rose 14% quarter-over-quarter to $164M.

Based on Capstone Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.