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CFA

Capstone Financial Advisors Portfolio holdings

AUM $2.05B Turnover 18.18%
1-Year Est. Return 19.29%
This Fund
S&P 500
This Quarter Est. Return
-1.86%
1 Year Est. Return
+19.29%
3 Year Est. Return
+54.51%
5 Year Est. Return
+51.1%
10 Year Est. Return
+182.08%
AUM
$164M
AUM Growth
+$20.5M
Cap. Flow
+$141K
Cap. Flow %
0.09%
Top 10 Hldgs %
84.23%
Holding
91
New
13
Increased
37
Reduced
11
Closed
13
Avg Time Held
0.5 years
Top 10 Avg Time Held
0.6 years
Top 20 Avg Time Held
0.6 years

Top Buys

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$786K
2
COST icon
Costco
COST
+$373K
3
GILD icon
Gilead Sciences
GILD
+$325K
4
MRK icon
Merck
MRK
+$306K
5
BIIB icon
Biogen
BIIB
+$280K

Top Sells

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$791K
2
MCD icon
McDonald's
MCD
+$784K
3
BAGL
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
+$677K
4
UL icon
Unilever
UL
+$516K
5
BA icon
Boeing
BA
+$243K

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.07%
2 Consumer Discretionary 10.56%
3 Technology 7.28%
4 Financials 5.69%
5 Industrials 3.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LUMN icon
26
Lumen Technologies, Inc. Common Stock
LUMN
$5.02B
$606K 0.37%
14,819
+3,872
+35% +$152K
2013 Q4
3 quarters
PFF icon
27
iShares Preferred and Income Securities ETF
PFF
$12.1B
$513K 0.31%
12,977
-1,311
-9% -$51.9K
2013 Q4
3 quarters
PG icon
28
Procter & Gamble
PG
$365B
$513K 0.31%
6,122
+264
+5% +$21.6K
2013 Q4
3 quarters
SCHB icon
29
Schwab US Broad Market ETF
SCHB
$44.9B
$504K 0.31%
63,642
+18
+0% +$144
2014 Q1
2 quarters
VZ icon
30
Verizon
VZ
$184B
$490K 0.3%
9,801
+23
+0.2% +$1.14K
2013 Q4
3 quarters
NDLS icon
31
Noodles & Co
NDLS
$82.6M
$480K 0.29%
3,125
+625
+25% +$120K
2014 Q2
1 quarter
COST icon
32
Costco
COST
$433B
$477K 0.29%
+3,083
New +$373K
2014 Q3
0 quarters
CMG icon
33
Chipotle Mexican Grill
CMG
$38.7B
$441K 0.27%
33,050
– –
2013 Q4
3 quarters
DIS icon
34
Walt Disney
DIS
$191B
$424K 0.26%
4,763
+165
+4% +$14.6K
2013 Q4
3 quarters
IVV icon
35
iShares Core S&P 500 ETF
IVV
$889B
$415K 0.25%
2,095
– –
2013 Q4
3 quarters
MSFT icon
36
Microsoft
MSFT
$4.01T
$411K 0.25%
8,872
+584
+7% +$26.1K
2013 Q4
3 quarters
GILD icon
37
Gilead Sciences
GILD
$195B
$353K 0.21%
+3,317
New +$325K
2014 Q3
0 quarters
CBOE icon
38
Cboe Global Markets
CBOE
$32.2B
$336K 0.2%
6,274
– –
2013 Q4
3 quarters
CVX icon
39
Chevron
CVX
$430B
$329K 0.2%
2,754
– –
2013 Q4
3 quarters
MRK icon
40
Merck
MRK
$358B
$308K 0.19%
+5,452
New +$306K
2014 Q3
0 quarters
CELG
41
DELISTED
Celgene Corp
CELG
$296K 0.18%
3,128
+570
+22% +$51.4K
2013 Q4
3 quarters
META icon
42
Meta Platforms (Facebook)
META
$1.88T
$290K 0.18%
3,664
+618
+20% +$45.3K
2014 Q2
1 quarter
BIIB icon
43
Biogen
BIIB
$34.8B
$281K 0.17%
+850
New +$280K
2014 Q3
0 quarters
IWD icon
44
iShares Russell 1000 Value ETF
IWD
$83.7B
$281K 0.17%
2,803
+15
+0.5% +$1.52K
2014 Q1
2 quarters
ADM icon
45
Archer Daniels Midland
ADM
$40B
$272K 0.17%
5,331
+71
+1% +$3.48K
2013 Q4
3 quarters
D icon
46
Dominion Energy
D
$55.3B
$270K 0.16%
3,903
– –
2013 Q4
3 quarters
RDS.A
47
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$266K 0.16%
3,744
-583
-13% -$43.7K
2013 Q4
3 quarters
HD icon
48
Home Depot
HD
$308B
$262K 0.16%
2,856
+158
+6% +$13.6K
2014 Q2
1 quarter
DEO icon
49
Diageo
DEO
$52.3B
$255K 0.16%
+2,210
New +$268K
2014 Q3
0 quarters
WFC icon
50
Wells Fargo
WFC
$248B
$248K 0.15%
4,776
+600
+14% +$30.9K
2013 Q4
3 quarters
1
2
3 4

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Capstone Financial Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Capstone Financial Advisors held 91 positions worth $164M, up 14% from $144M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Capstone Financial Advisors's Q3 2014 filing shows 13 new, 37 increased, 11 reduced and 13 closed positions. Its largest new stake was Costco: 3,083 shares worth $477K. The largest sale was Vanguard Dividend Appreciation ETF, an estimated $791K.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, up from 62% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Capstone Financial Advisors's largest Q3 2014 buy was Costco: 3,083 shares worth $477K.
  • Capstone Financial Advisors added most to Johnson & Johnson in Q3 2014, an estimated $786K increase.
  • Capstone Financial Advisors's biggest Q3 2014 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $791K.
  • Capstone Financial Advisors fully exited EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE) in Q3 2014, selling an estimated $677K.
  • Capstone Financial Advisors's ten largest holdings make up 84% of its $164M portfolio in Q3 2014.
  • Capstone Financial Advisors opened 13 new positions and closed 13 in Q3 2014.
  • Capstone Financial Advisors's portfolio value rose 14% quarter-over-quarter to $164M.

Based on Capstone Financial Advisors's 13F filing for Q3 2014, filed 13 Nov 2014.