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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
Cap. Flow
-$96.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$20.4M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$19.2M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$12.8M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.73M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.31M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.2M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$8.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.56M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.24%
3 Consumer Discretionary 1.1%
4 Energy 0.87%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKLN icon
201
Invesco Senior Loan ETF
BKLN
$6.81B
– –
-23,016
Closed -$500K
CEF icon
202
Sprott Physical Gold and Silver Trust
CEF
$8.06B
– –
-12,600
Closed -$231K
CMCSA icon
203
Comcast
CMCSA
$90B
– –
-6,778
Closed -$314K
CME icon
204
CME Group
CME
$94.8B
– –
-1,257
Closed -$210K
CMF icon
205
iShares California Muni Bond ETF
CMF
$4.62B
– –
-14,435
Closed -$901K
COF icon
206
Capital One
COF
$134B
– –
-6,184
Closed -$444K
CVNA icon
207
Carvana
CVNA
$77.9B
– –
-4,500
Closed -$201K
DES icon
208
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
– –
-10,208
Closed -$215K
DNP icon
209
DNP Select Income Fund
DNP
$4.09B
– –
-13,713
Closed -$138K
DSI icon
210
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
– –
-4,876
Closed -$312K
ECL icon
211
Ecolab
ECL
$79.9B
– –
-1,705
Closed -$341K
EEM icon
212
iShares MSCI Emerging Markets ETF
EEM
$29.5B
– –
-6,540
Closed -$288K
FFBC icon
213
First Financial Bancorp
FFBC
$3.53B
– –
-22,968
Closed -$276K
FHLC icon
214
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
– –
-5,778
Closed -$304K
FTV icon
215
Fortive
FTV
$18.6B
– –
-10,541
Closed -$507K
GILD icon
216
Gilead Sciences
GILD
$165B
– –
-4,487
Closed -$284K
HDV
217
iShares Core High Dividend ETF
HDV
$14.9B
– –
-250,245
Closed -$4.03M
IBM icon
218
IBM
IBM
$224B
– –
-2,482
Closed -$289K
IBMO icon
219
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
– –
-12,998
Closed -$350K
IBMQ icon
220
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
– –
-7,715
Closed -$211K
JD icon
221
JD.com
JD
$44.5B
– –
-18,324
Closed -$1.42M
JMST icon
222
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
– –
-21,860
Closed -$1.11M
KMI icon
223
Kinder Morgan
KMI
$68.7B
– –
-11,002
Closed -$136K
LULU icon
224
lululemon athletica
LULU
$14.6B
– –
-1,192
Closed -$393K
MCHI icon
225
iShares MSCI China ETF
MCHI
$6.38B
– –
-10,224
Closed -$758K
7 8
9
10 11

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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.

  • Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
  • Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
  • Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
  • Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
  • Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
  • Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
  • Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.

Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.