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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
201
KKR & Co
KKR
$92.3B
$329K 0.04%
9,590
-1,530
-14% -$53.5K
XLP icon
202
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$327K 0.04%
5,103
-14,327
-74% -$905K
RDS.B
203
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$327K 0.04%
13,520
-2,239
-14% -$64.2K
IBDO
204
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$324K 0.04%
12,350
– –
CMCSA icon
205
Comcast
CMCSA
$90B
$314K 0.04%
6,778
-200
-3% -$8.7K
SPGI icon
206
S&P Global
SPGI
$120B
$313K 0.04%
867
– –
DSI icon
207
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
$312K 0.04%
4,876
– –
GOVT icon
208
iShares US Treasury Bond ETF
GOVT
$43.6B
$308K 0.04%
11,030
-12,501
-53% -$351K
FHLC icon
209
Fidelity MSCI Health Care Index ETF
FHLC
$3.36B
$304K 0.04%
5,778
-2,110
-27% -$110K
IBDD
210
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
$295K 0.04%
10,789
-29,766
-73% -$815K
IBM icon
211
IBM
IBM
$224B
$289K 0.04%
2,482
-128
-5% -$15.1K
EEM icon
212
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$288K 0.04%
6,540
-738
-10% -$32.4K
MDY icon
213
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$287K 0.04%
846
-88
-9% -$30K
FNV icon
214
Franco-Nevada
FNV
$46B
$286K 0.04%
2,050
– –
GILD icon
215
Gilead Sciences
GILD
$165B
$284K 0.04%
4,487
-608
-12% -$42.2K
NVO
216
Novo Nordisk
NVO
$209B
$278K 0.04%
8,010
-1,406
-15% -$46.9K
FFBC icon
217
First Financial Bancorp
FFBC
$3.53B
$276K 0.03%
22,968
– –
BSV icon
218
Vanguard Short-Term Bond ETF
BSV
$44.6B
$275K 0.03%
3,314
– –
TJX icon
219
TJX Companies
TJX
$178B
$273K 0.03%
4,900
– –
IWB icon
220
iShares Russell 1000 ETF
IWB
$50.1B
$271K 0.03%
1,445
-962
-40% -$178K
MKL icon
221
Markel Group
MKL
$23.2B
$268K 0.03%
275
-10
-4% -$10.2K
DGRW icon
222
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$266K 0.03%
5,375
-306
-5% -$14.9K
XLRE icon
223
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
$266K 0.03%
7,546
-18,673
-71% -$666K
PFE icon
224
Pfizer
PFE
$153B
$263K 0.03%
7,554
-1,998
-21% -$70K
VCV icon
225
Invesco California Value Municipal Income Trust
VCV
$522M
$258K 0.03%
20,658
-875
-4% -$10.8K
7 8
9
10 11

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Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.