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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$828M
AUM Growth
+$18.5M
Cap. Flow
-$13.1M
Cap. Flow %
-1.58%
Top 10 Hldgs %
51.73%
Holding
200
New
8
Increased
59
Reduced
82
Closed
13

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$27.4M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$3.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.15M
4
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.12M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.55M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.5M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.25M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.16M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.08M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.95M

Sector Composition

Rank Sector Weight
1 Technology 2.42%
2 Healthcare 1.26%
3 Consumer Discretionary 1.03%
4 Energy 0.94%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
176
Chevron
CVX
$366B
$214K 0.03%
+1,825
New +$207K
IBDQ
177
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$214K 0.03%
8,088
– –
IBMM
178
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$211K 0.03%
7,866
– –
IBML
179
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$208K 0.03%
8,028
– –
IBMK
180
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$206K 0.02%
7,902
– –
FNV icon
181
Franco-Nevada
FNV
$46B
$204K 0.02%
1,475
-175
-11% -$24.2K
MRK icon
182
Merck
MRK
$318B
$204K 0.02%
2,666
-135
-5% -$10.8K
CNOB icon
183
Center Bancorp
CNOB
$1.78B
$203K 0.02%
6,193
-3,000
-33% -$99K
PYPL icon
184
PayPal
PYPL
$50.5B
$203K 0.02%
1,079
+104
+11% +$22.5K
ELV icon
185
Elevance Health
ELV
$85.5B
$202K 0.02%
+436
New +$183K
BSV icon
186
Vanguard Short-Term Bond ETF
BSV
$44.6B
$200K 0.02%
2,475
-796
-24% -$64.7K
ET icon
187
Energy Transfer Partners
ET
$69.3B
$165K 0.02%
20,057
– –
DGRO icon
188
iShares Core Dividend Growth ETF
DGRO
$43.5B
– –
-4,135
Closed -$208K
DGS icon
189
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
– –
-3,966
Closed -$212K
IWF icon
190
iShares Russell 1000 Growth ETF
IWF
$128B
– –
-3,736
Closed -$256K
MDT icon
191
Medtronic
MDT
$112B
– –
-1,694
Closed -$212K
MDY icon
192
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
– –
-503
Closed -$242K
NLY icon
193
Annaly Capital Management
NLY
$17.4B
– –
-3,608
Closed -$122K
NOW icon
194
ServiceNow
NOW
$129B
– –
-4,300
Closed -$535K
SUSB icon
195
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
– –
-9,578
Closed -$249K
VTI icon
196
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
– –
-1,324
Closed -$294K
WFC icon
197
Wells Fargo
WFC
$264B
– –
-10,124
Closed -$470K
SGEN
198
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-1,225
Closed -$208K
TMDI
199
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
– –
-100,000
Closed -$152K
IBMJ
200
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
– –
-7,999
Closed -$205K
4 5 6 7
8

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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Capital One Financial held 200 positions worth $828M, up 2.3% from $810M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Capital One Financial's Q4 2021 filing shows 8 new, 59 increased, 82 reduced and 13 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $37.5M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q4 2021 buy was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K.
  • Capital One Financial added most to iShares MSCI USA Quality Factor ETF in Q4 2021, an estimated $27.4M increase.
  • Capital One Financial's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $37.5M.
  • Capital One Financial fully exited ServiceNow in Q4 2021, selling an estimated $535K.
  • Capital One Financial's ten largest holdings make up 52% of its $828M portfolio in Q4 2021.
  • Capital One Financial opened 8 new positions and closed 13 in Q4 2021.
  • Capital One Financial's portfolio value rose 2.3% quarter-over-quarter to $828M.

Based on Capital One Financial's 13F filing for Q4 2021, filed 9 Feb 2022.