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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$810M
AUM Growth
-$14.2M
Cap. Flow
-$5.54M
Cap. Flow %
-0.68%
Top 10 Hldgs %
52.82%
Holding
197
New
6
Increased
49
Reduced
83
Closed
5

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$31.7M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$11.2M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$5.27M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.7M
5
BND icon
Vanguard Total Bond Market
BND
+$2.54M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$32.3M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$7.65M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.54M
4
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$5.29M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$3.89M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.17%
3 Consumer Discretionary 0.97%
4 Financials 0.96%
5 Energy 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTEC icon
176
ALPS Disruptive Technologies ETF
DTEC
$74.4M
$216K 0.03%
+4,456
New +$222K
SCHM icon
177
Schwab US Mid-Cap ETF
SCHM
$14.9B
$216K 0.03%
8,436
-1,671
-17% -$43.7K
VO icon
178
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$215K 0.03%
3,640
– –
CSX icon
179
CSX Corp
CSX
$93.9B
$214K 0.03%
7,212
– –
FNV icon
180
Franco-Nevada
FNV
$44.6B
$214K 0.03%
1,650
– –
DGS icon
181
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.76B
$212K 0.03%
3,966
-1,442
-27% -$78.3K
MDT icon
182
Medtronic
MDT
$110B
$212K 0.03%
+1,694
New +$219K
IBMM
183
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$212K 0.03%
7,866
– –
MRK icon
184
Merck
MRK
$317B
$210K 0.03%
+2,801
New +$213K
IBML
185
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$209K 0.03%
8,028
– –
DGRO icon
186
iShares Core Dividend Growth ETF
DGRO
$43.4B
$208K 0.03%
4,135
– –
SGEN
187
DELISTED
Seagen Inc. Common Stock
SGEN
$208K 0.03%
+1,225
New +$191K
IBMK
188
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$207K 0.03%
7,902
– –
IBMJ
189
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$205K 0.03%
7,999
– –
ET icon
190
Energy Transfer Partners
ET
$71.2B
$192K 0.02%
20,057
– –
TMDI
191
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$152K 0.02%
100,000
– –
NLY icon
192
Annaly Capital Management
NLY
$17.1B
$122K 0.02%
3,608
-968
-21% -$33.3K
EFA icon
193
iShares MSCI EAFE ETF
EFA
$79.4B
– –
-2,665
Closed -$210K
GS icon
194
Goldman Sachs
GS
$301B
– –
-593
Closed -$225K
MINT icon
195
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-2,968
Closed -$303K
PSX icon
196
Phillips 66
PSX
$82B
– –
-2,726
Closed -$234K
T icon
197
AT&T
T
$162B
– –
-10,517
Closed -$229K
4 5 6 7
8

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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Capital One Financial held 197 positions worth $810M, down 1.7% from $824M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial's Q3 2021 filing shows 6 new, 49 increased, 83 reduced and 5 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K. The largest sale was iShares MSCI USA Value Factor ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2.1% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q3 2021, an estimated $31.7M increase.
  • Capital One Financial's biggest Q3 2021 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $32.3M.
  • Capital One Financial fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2021, selling an estimated $303K.
  • Capital One Financial's ten largest holdings make up 53% of its $810M portfolio in Q3 2021.
  • Capital One Financial opened 6 new positions and closed 5 in Q3 2021.
  • Capital One Financial's portfolio value fell 1.7% quarter-over-quarter to $810M.

Based on Capital One Financial's 13F filing for Q3 2021, filed 12 Nov 2021.