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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.5%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$824M
AUM Growth
+$52.3M
Cap. Flow
+$17.9M
Cap. Flow %
2.17%
Top 10 Hldgs %
53.73%
Holding
198
New
9
Increased
53
Reduced
88
Closed
7

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.03M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$6.8M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.65M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$4.4M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$3.35M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.89M
2
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$1.3M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.12M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.1M
5
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$881K

Sector Composition

Rank Sector Weight
1 Technology 2.14%
2 Healthcare 1.1%
3 Consumer Discretionary 1%
4 Financials 0.94%
5 Energy 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
176
CSX Corp
CSX
$94.5B
$231K 0.03%
7,212
-300
-4% -$9.89K
EMLP icon
177
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$229K 0.03%
9,343
– –
T icon
178
AT&T
T
$160B
$229K 0.03%
10,517
-5,063
-32% -$115K
GS icon
179
Goldman Sachs
GS
$311B
$225K 0.03%
+593
New +$212K
PFE icon
180
Pfizer
PFE
$145B
$222K 0.03%
+5,676
New +$221K
VO icon
181
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$216K 0.03%
3,640
– –
ET icon
182
Energy Transfer Partners
ET
$70B
$213K 0.03%
20,057
– –
IBMM
183
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$212K 0.03%
7,866
– –
EFA icon
184
iShares MSCI EAFE ETF
EFA
$79.3B
$210K 0.03%
2,665
-249
-9% -$19.8K
IBML
185
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$210K 0.03%
8,028
– –
DGRO icon
186
iShares Core Dividend Growth ETF
DGRO
$43.4B
$208K 0.03%
4,135
-801
-16% -$40.2K
IBMK
187
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$208K 0.03%
7,902
– –
IBMJ
188
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$205K 0.02%
7,999
– –
SHV icon
189
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$202K 0.02%
+1,824
New +$202K
TMDI
190
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$171K 0.02%
100,000
– –
NLY icon
191
Annaly Capital Management
NLY
$17.1B
$163K 0.02%
4,576
-1,936
-30% -$70.3K
CCI icon
192
Crown Castle
CCI
$33.9B
– –
-1,190
Closed -$205K
CVX icon
193
Chevron
CVX
$379B
– –
-2,180
Closed -$228K
DUK icon
194
Duke Energy
DUK
$96.9B
– –
-2,237
Closed -$216K
FTSM icon
195
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
– –
-4,484
Closed -$269K
ITA icon
196
iShares US Aerospace & Defense ETF
ITA
$14.7B
– –
-1,980
Closed -$206K
IWB icon
197
iShares Russell 1000 ETF
IWB
$49.9B
– –
-913
Closed -$204K
JPST icon
198
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
– –
-9,143
Closed -$464K
4 5 6 7
8

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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q2 2021 Portfolio in Review

As of Q2 2021, Capital One Financial held 198 positions worth $824M, up 6.8% from $771M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capital One Financial's Q2 2021 filing shows 9 new, 53 increased, 88 reduced and 7 closed positions. Its largest new stake was Dimensional US Core Equity 2 ETF: 255,729 shares worth $6.9M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $8.89M.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, up from 2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q2 2021 buy was Dimensional US Core Equity 2 ETF: 255,729 shares worth $6.9M.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q2 2021, an estimated $7.03M increase.
  • Capital One Financial's biggest Q2 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $8.89M.
  • Capital One Financial fully exited JPMorgan Ultra-Short Income ETF in Q2 2021, selling an estimated $464K.
  • Capital One Financial's ten largest holdings make up 54% of its $824M portfolio in Q2 2021.
  • Capital One Financial opened 9 new positions and closed 7 in Q2 2021.
  • Capital One Financial's portfolio value rose 6.8% quarter-over-quarter to $824M.

Based on Capital One Financial's 13F filing for Q2 2021, filed 16 Aug 2021.