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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$20.6M
Cap. Flow
+$4.28M
Cap. Flow %
0.55%
Top 10 Hldgs %
54.58%
Holding
203
New
10
Increased
37
Reduced
115
Closed
14

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.5M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$7.95M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$6.79M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$4.12M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.86M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.68M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$6.12M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.96M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.31M

Sector Composition

Rank Sector Weight
1 Technology 1.99%
2 Healthcare 1.06%
3 Consumer Discretionary 0.95%
4 Energy 0.87%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMLP icon
176
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$213K 0.03%
+9,343
New +$206K
IBMM
177
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$212K 0.03%
7,866
– –
IBML
178
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$210K 0.03%
8,028
– –
IBMK
179
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$208K 0.03%
7,902
– –
FNV icon
180
Franco-Nevada
FNV
$45.5B
$207K 0.03%
1,650
-400
-20% -$48.2K
ITA icon
181
iShares US Aerospace & Defense ETF
ITA
$14.7B
$206K 0.03%
1,980
-2,350
-54% -$229K
IBMJ
182
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$206K 0.03%
7,999
– –
CCI icon
183
Crown Castle
CCI
$32.3B
$205K 0.03%
1,190
-400
-25% -$64.1K
IWB icon
184
iShares Russell 1000 ETF
IWB
$50B
$204K 0.03%
913
-159
-15% -$34.8K
DEO icon
185
Diageo
DEO
$53.7B
$203K 0.03%
1,235
-51
-4% -$8.34K
VO icon
186
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$201K 0.03%
+3,640
New +$198K
TMDI
187
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$170K 0.02%
100,000
– –
ET icon
188
Energy Transfer Partners
ET
$69.9B
$154K 0.02%
20,057
-1
-0% -$7
GE icon
189
GE Aerospace
GE
$384B
$148K 0.02%
2,255
-871
-28% -$52.8K
ACN icon
190
Accenture
ACN
$107B
– –
-1,028
Closed -$269K
DE icon
191
Deere & Co
DE
$168B
– –
-831
Closed -$224K
EMQQ icon
192
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$278M
– –
-3,500
Closed -$223K
ESGD icon
193
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
– –
-3,197
Closed -$234K
HYG icon
194
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-2,645
Closed -$231K
LMBS icon
195
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
– –
-7,250
Closed -$373K
MKC icon
196
McCormick & Company Non-Voting
MKC
$14.3B
– –
-2,414
Closed -$231K
MMM icon
197
3M
MMM
$94.3B
– –
-1,792
Closed -$262K
PFE icon
198
Pfizer
PFE
$151B
– –
-5,430
Closed -$200K
PYPL icon
199
PayPal
PYPL
$50.4B
– –
-1,403
Closed -$329K
SCHB icon
200
Schwab US Broad Market ETF
SCHB
$44.8B
– –
-14,460
Closed -$219K
5 6 7
8
9

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Capital One Financial's Q1 2021 Portfolio in Review

As of Q1 2021, Capital One Financial held 203 positions worth $771M, up 2.7% from $751M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capital One Financial's Q1 2021 filing shows 10 new, 37 increased, 115 reduced and 14 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $18.1M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q1 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M.
  • Capital One Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q1 2021, an estimated $11.5M increase.
  • Capital One Financial's biggest Q1 2021 reduction was Vanguard Total International Bond ETF, cutting an estimated $7.68M.
  • Capital One Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2021, selling an estimated $18.1M.
  • Capital One Financial's ten largest holdings make up 55% of its $771M portfolio in Q1 2021.
  • Capital One Financial opened 10 new positions and closed 14 in Q1 2021.
  • Capital One Financial's portfolio value rose 2.7% quarter-over-quarter to $771M.

Based on Capital One Financial's 13F filing for Q1 2021, filed 14 May 2021.