We are live on ! Find out more
COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
Cap. Flow
-$96.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$20.4M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$19.2M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$12.8M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.73M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.31M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.2M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$8.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.56M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.24%
3 Consumer Discretionary 1.1%
4 Energy 0.87%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
176
iShares Russell 1000 ETF
IWB
$50.1B
$227K 0.03%
1,072
-373
-26% -$74.4K
DE icon
177
Deere & Co
DE
$168B
$224K 0.03%
+831
New +$206K
EMQQ icon
178
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$278M
$223K 0.03%
3,500
-8,025
-70% -$469K
SOXX icon
179
iShares Semiconductor ETF
SOXX
$48.7B
$220K 0.03%
1,740
-2,430
-58% -$279K
SCHB icon
180
Schwab US Broad Market ETF
SCHB
$44.9B
$219K 0.03%
14,460
-24,936
-63% -$355K
SGEN
181
DELISTED
Seagen Inc. Common Stock
SGEN
$215K 0.03%
1,225
– –
IEF icon
182
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$213K 0.03%
+1,779
New +$214K
IBMM
183
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$213K 0.03%
7,866
– –
PNFP icon
184
Pinnacle Financial Partners Inc
PNFP
$15.8B
$210K 0.03%
+3,268
New +$168K
IBML
185
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$210K 0.03%
8,028
– –
IBMK
186
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$208K 0.03%
7,902
– –
IBMJ
187
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$206K 0.03%
7,999
– –
DEO icon
188
Diageo
DEO
$53.6B
$204K 0.03%
1,286
-2,022
-61% -$302K
DRI icon
189
Darden Restaurants
DRI
$24.4B
$203K 0.03%
+1,700
New +$182K
PFE icon
190
Pfizer
PFE
$153B
$200K 0.03%
5,430
-2,124
-28% -$77.9K
TMDI
191
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$171K 0.02%
100,000
– –
GE icon
192
GE Aerospace
GE
$384B
$168K 0.02%
3,126
-8,871
-74% -$397K
ET icon
193
Energy Transfer Partners
ET
$69.3B
$124K 0.02%
20,058
-19,936
-50% -$121K
AJG icon
194
Arthur J. Gallagher & Co
AJG
$63.6B
– –
-5,669
Closed -$599K
ALB icon
195
Albemarle
ALB
$15.5B
– –
-7,303
Closed -$652K
AWK icon
196
American Water Works
AWK
$26.9B
– –
-3,701
Closed -$536K
BA icon
197
Boeing
BA
$185B
– –
-1,412
Closed -$233K
BABA icon
198
Alibaba
BABA
$308B
– –
-1,871
Closed -$550K
BAC icon
199
Bank of America
BAC
$442B
– –
-20,048
Closed -$483K
BAC.PRL icon
200
Bank of America Series L
BAC.PRL
$3.99B
– –
-452
Closed -$673K
6 7
8
9 10

Similar funds

HPCM
High Pointe Capital Management Chicago, Illinois $139M AUM 24.99% 1-Year Est. Return
FFA
Freedman Financial Associates Peabody, Massachusetts $145M AUM 6.97% 1-Year Est. Return
TC
Tatro Capital Lexington, Kentucky $134M AUM 3.29% 1-Year Est. Return
NWM
Nauset Wealth Management Westport, Connecticut $126M AUM
KCA
Karn Couzens & Associates Farmington, Connecticut $157M AUM 11.36% 1-Year Est. Return
SIS
SVB Investment Services Salt Lake City, Utah $161M AUM 4.97% 1-Year Est. Return
MWM
Midwest Wealth Management Indianapolis, Indiana $165M AUM 19.98% 1-Year Est. Return
RCM
RVB Capital Management Great Neck, New York $117M AUM 17.05% 1-Year Est. Return

Capital One Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.

  • Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
  • Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
  • Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
  • Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
  • Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
  • Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
  • Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.

Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.