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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
176
Capital One
COF
$134B
$444K 0.06%
6,184
-3,000
-33% -$201K
MRK icon
177
Merck
MRK
$318B
$439K 0.06%
5,547
-479
-8% -$37.5K
IBDL
178
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$439K 0.06%
17,385
-24,121
-58% -$609K
WFC icon
179
Wells Fargo
WFC
$264B
$436K 0.06%
18,542
-4,227
-19% -$104K
IBDP
180
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$432K 0.05%
16,317
-22,996
-58% -$609K
SOXX icon
181
iShares Semiconductor ETF
SOXX
$48.7B
$423K 0.05%
4,170
– –
BX icon
182
Blackstone
BX
$110B
$421K 0.05%
8,070
-856
-10% -$45.8K
BNY
183
Bank of New York Mellon
BNY
$107B
$404K 0.05%
11,759
– –
ESGD icon
184
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$393K 0.05%
6,187
-392
-6% -$25K
LULU icon
185
lululemon athletica
LULU
$14.6B
$393K 0.05%
1,192
– –
PSX icon
186
Phillips 66
PSX
$81.4B
$376K 0.05%
7,251
-201
-3% -$12.3K
GE icon
187
GE Aerospace
GE
$384B
$373K 0.05%
11,997
-911
-7% -$29.6K
MRVL icon
188
Marvell Technology
MRVL
$196B
$369K 0.05%
9,300
– –
BSJL
189
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$367K 0.05%
16,000
-200
-1% -$4.6K
QQQ icon
190
Invesco QQQ Trust
QQQ
$484B
$359K 0.05%
1,292
-100
-7% -$27.1K
PAYX icon
191
Paychex
PAYX
$42.7B
$358K 0.05%
4,490
-963
-18% -$72.3K
IJH icon
192
iShares Core S&P Mid-Cap ETF
IJH
$127B
$357K 0.05%
9,635
-6,525
-40% -$244K
SUSA icon
193
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
$354K 0.04%
4,816
-490
-9% -$35.4K
IBMO icon
194
iShares iBonds Dec 2026 Term Muni Bond ETF
IBMO
$576M
$350K 0.04%
12,998
– –
TSM icon
195
TSMC
TSM
$2.18T
$348K 0.04%
4,291
– –
XLF icon
196
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$348K 0.04%
14,447
-33,907
-70% -$825K
VBK icon
197
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$345K 0.04%
1,604
-27
-2% -$5.7K
ORCL icon
198
Oracle
ORCL
$423B
$344K 0.04%
5,754
-601
-9% -$34.1K
ECL icon
199
Ecolab
ECL
$79.9B
$341K 0.04%
1,705
– –
MDLZ icon
200
Mondelez International
MDLZ
$79.9B
$337K 0.04%
5,869
– –
6 7
8
9 10

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Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.