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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$828M
AUM Growth
+$18.5M
Cap. Flow
-$13.1M
Cap. Flow %
-1.58%
Top 10 Hldgs %
51.73%
Holding
200
New
8
Increased
59
Reduced
82
Closed
13

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$27.4M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$3.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.15M
4
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.12M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.55M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.5M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.25M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.16M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.08M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.95M

Sector Composition

Rank Sector Weight
1 Technology 2.42%
2 Healthcare 1.26%
3 Consumer Discretionary 1.03%
4 Energy 0.94%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPAY icon
151
Amplify Mobile Payments ETF
IPAY
$185M
$301K 0.04%
5,183
-1,217
-19% -$76.3K
PBE icon
152
Invesco Biotechnology & Genome ETF
PBE
$287M
$286K 0.03%
4,021
-450
-10% -$32.6K
NXPI icon
153
NXP Semiconductors
NXPI
$58.4B
$285K 0.03%
1,250
– –
VNQ icon
154
Vanguard Real Estate ETF
VNQ
$38.8B
$283K 0.03%
+2,440
New +$266K
SBUX icon
155
Starbucks
SBUX
$120B
$282K 0.03%
2,410
-298
-11% -$33.6K
NKE icon
156
Nike
NKE
$62.3B
$278K 0.03%
1,668
+24
+1% +$3.96K
BN icon
157
Brookfield
BN
$108B
$274K 0.03%
8,418
-3,086
-27% -$97.6K
DEO icon
158
Diageo
DEO
$51.6B
$272K 0.03%
1,235
– –
CSX icon
159
CSX Corp
CSX
$93.9B
$271K 0.03%
7,212
– –
WMB icon
160
Williams Companies
WMB
$87.8B
$271K 0.03%
10,402
+241
+2% +$6.66K
BRK.B icon
161
Berkshire Hathaway Class B
BRK.B
$1.13T
$269K 0.03%
901
-9
-1% -$2.58K
PNFP icon
162
Pinnacle Financial Partners Inc
PNFP
$16.1B
$257K 0.03%
2,690
– –
DGRW icon
163
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$256K 0.03%
3,883
-381
-9% -$23.9K
DRI icon
164
Darden Restaurants
DRI
$24.1B
$256K 0.03%
1,700
– –
GS icon
165
Goldman Sachs
GS
$301B
$244K 0.03%
+638
New +$253K
IJH icon
166
iShares Core S&P Mid-Cap ETF
IJH
$125B
$244K 0.03%
4,310
– –
V icon
167
Visa
V
$692B
$241K 0.03%
1,112
-195
-15% -$41.9K
EMLP icon
168
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$233K 0.03%
9,343
– –
TSLA icon
169
Tesla
TSLA
$1.26T
$233K 0.03%
+663
New +$222K
VO icon
170
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$232K 0.03%
3,640
– –
SCHZ icon
171
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$231K 0.03%
8,568
-9,018
-51% -$244K
MA icon
172
Mastercard
MA
$505B
$230K 0.03%
640
-9
-1% -$3.11K
IWM icon
173
iShares Russell 2000 ETF
IWM
$82.1B
$227K 0.03%
1,020
-426
-29% -$96.3K
SCHM icon
174
Schwab US Mid-Cap ETF
SCHM
$14.9B
$226K 0.03%
8,436
– –
DTEC icon
175
ALPS Disruptive Technologies ETF
DTEC
$74.4M
$216K 0.03%
4,456
– –
4 5 6
7
8

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MWM
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Capital One Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Capital One Financial held 200 positions worth $828M, up 2.3% from $810M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Capital One Financial's Q4 2021 filing shows 8 new, 59 increased, 82 reduced and 13 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $37.5M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q4 2021 buy was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K.
  • Capital One Financial added most to iShares MSCI USA Quality Factor ETF in Q4 2021, an estimated $27.4M increase.
  • Capital One Financial's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $37.5M.
  • Capital One Financial fully exited ServiceNow in Q4 2021, selling an estimated $535K.
  • Capital One Financial's ten largest holdings make up 52% of its $828M portfolio in Q4 2021.
  • Capital One Financial opened 8 new positions and closed 13 in Q4 2021.
  • Capital One Financial's portfolio value rose 2.3% quarter-over-quarter to $828M.

Based on Capital One Financial's 13F filing for Q4 2021, filed 9 Feb 2022.