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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$810M
AUM Growth
-$14.2M
Cap. Flow
-$5.54M
Cap. Flow %
-0.68%
Top 10 Hldgs %
52.82%
Holding
197
New
6
Increased
49
Reduced
83
Closed
5

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$31.7M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$11.2M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$5.27M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.7M
5
BND icon
Vanguard Total Bond Market
BND
+$2.54M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$32.3M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$7.65M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.54M
4
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$5.29M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$3.89M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.17%
3 Consumer Discretionary 0.97%
4 Financials 0.96%
5 Energy 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
151
iShares Russell 2000 ETF
IWM
$82.1B
$316K 0.04%
1,446
-578
-29% -$128K
SBUX icon
152
Starbucks
SBUX
$120B
$299K 0.04%
2,708
-523
-16% -$61.2K
VTI icon
153
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$294K 0.04%
1,324
-136
-9% -$31K
V icon
154
Visa
V
$692B
$291K 0.04%
1,307
-217
-14% -$50.9K
CNOB icon
155
Center Bancorp
CNOB
$1.8B
$276K 0.03%
9,193
– –
PTLC icon
156
Pacer Trendpilot US Large Cap ETF
PTLC
$3.35B
$276K 0.03%
7,307
– –
BSV icon
157
Vanguard Short-Term Bond ETF
BSV
$44.6B
$268K 0.03%
3,271
– –
WMB icon
158
Williams Companies
WMB
$87.8B
$264K 0.03%
10,161
-387
-4% -$9.74K
DRI icon
159
Darden Restaurants
DRI
$24.1B
$257K 0.03%
1,700
– –
IWF icon
160
iShares Russell 1000 Growth ETF
IWF
$127B
$256K 0.03%
3,736
-200
-5% -$14.1K
PYPL icon
161
PayPal
PYPL
$51.1B
$254K 0.03%
975
-31
-3% -$8.79K
PNFP icon
162
Pinnacle Financial Partners Inc
PNFP
$16.1B
$253K 0.03%
2,690
– –
DGRW icon
163
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$251K 0.03%
4,264
– –
SHV icon
164
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$251K 0.03%
2,271
+447
+25% +$49.4K
PFE icon
165
Pfizer
PFE
$149B
$250K 0.03%
5,803
+127
+2% +$5.63K
SUSB icon
166
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$249K 0.03%
9,578
-164
-2% -$4.27K
BRK.B icon
167
Berkshire Hathaway Class B
BRK.B
$1.13T
$248K 0.03%
910
+26
+3% +$7.3K
NXPI icon
168
NXP Semiconductors
NXPI
$58.4B
$245K 0.03%
1,250
– –
MDY icon
169
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$242K 0.03%
503
– –
NKE icon
170
Nike
NKE
$62.3B
$239K 0.03%
1,644
-1,054
-39% -$172K
DEO icon
171
Diageo
DEO
$51.6B
$238K 0.03%
1,235
– –
IJH icon
172
iShares Core S&P Mid-Cap ETF
IJH
$125B
$227K 0.03%
4,310
-1,865
-30% -$100K
MA icon
173
Mastercard
MA
$505B
$225K 0.03%
649
-84
-11% -$30.5K
EMLP icon
174
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$221K 0.03%
9,343
– –
IBDQ
175
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$217K 0.03%
8,088
-1,305
-14% -$35.2K
4 5 6
7
8

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Capital One Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Capital One Financial held 197 positions worth $810M, down 1.7% from $824M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial's Q3 2021 filing shows 6 new, 49 increased, 83 reduced and 5 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K. The largest sale was iShares MSCI USA Value Factor ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2.1% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q3 2021, an estimated $31.7M increase.
  • Capital One Financial's biggest Q3 2021 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $32.3M.
  • Capital One Financial fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2021, selling an estimated $303K.
  • Capital One Financial's ten largest holdings make up 53% of its $810M portfolio in Q3 2021.
  • Capital One Financial opened 6 new positions and closed 5 in Q3 2021.
  • Capital One Financial's portfolio value fell 1.7% quarter-over-quarter to $810M.

Based on Capital One Financial's 13F filing for Q3 2021, filed 12 Nov 2021.