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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$20.6M
Cap. Flow
+$4.28M
Cap. Flow %
0.55%
Top 10 Hldgs %
54.58%
Holding
203
New
10
Increased
37
Reduced
115
Closed
14

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.5M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$7.95M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$6.79M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$4.12M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.86M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.68M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$6.12M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.96M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.31M

Sector Composition

Rank Sector Weight
1 Technology 1.99%
2 Healthcare 1.06%
3 Consumer Discretionary 0.95%
4 Energy 0.87%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STIP icon
151
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$291K 0.04%
+2,754
New +$290K
NKE icon
152
Nike
NKE
$62.3B
$288K 0.04%
2,166
-1,516
-41% -$211K
PSX icon
153
Phillips 66
PSX
$81.7B
$284K 0.04%
3,480
-2,661
-43% -$209K
BSV icon
154
Vanguard Short-Term Bond ETF
BSV
$44.6B
$269K 0.03%
3,271
– –
FTSM icon
155
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$269K 0.03%
4,484
– –
IBDQ
156
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$264K 0.03%
9,843
-3,208
-25% -$86.9K
NVDA icon
157
NVIDIA
NVDA
$5.38T
$264K 0.03%
19,800
+120
+0.6% +$1.61K
SCHM icon
158
Schwab US Mid-Cap ETF
SCHM
$15.1B
$259K 0.03%
10,440
-8,766
-46% -$213K
PTLC icon
159
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$254K 0.03%
7,307
– –
NXPI icon
160
NXP Semiconductors
NXPI
$60.3B
$252K 0.03%
+1,250
New +$228K
DGRW icon
161
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$244K 0.03%
4,264
– –
CSX icon
162
CSX Corp
CSX
$93.6B
$241K 0.03%
7,512
– –
DRI icon
163
Darden Restaurants
DRI
$24.5B
$241K 0.03%
1,700
– –
IWF icon
164
iShares Russell 1000 Growth ETF
IWF
$127B
$239K 0.03%
3,936
– –
MDY icon
165
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$239K 0.03%
503
-177
-26% -$80.7K
DGRO icon
166
iShares Core Dividend Growth ETF
DGRO
$43.5B
$238K 0.03%
4,936
-3,270
-40% -$151K
PNFP icon
167
Pinnacle Financial Partners Inc
PNFP
$16B
$238K 0.03%
2,690
-578
-18% -$45.7K
WFC icon
168
Wells Fargo
WFC
$263B
$237K 0.03%
6,063
-5,000
-45% -$177K
BRK.B icon
169
Berkshire Hathaway Class B
BRK.B
$1.12T
$234K 0.03%
917
-104
-10% -$25.3K
CNOB icon
170
Center Bancorp
CNOB
$1.78B
$233K 0.03%
+9,193
New +$216K
CVX icon
171
Chevron
CVX
$367B
$228K 0.03%
2,180
-921
-30% -$89.9K
NLY icon
172
Annaly Capital Management
NLY
$17.5B
$224K 0.03%
6,512
-380
-6% -$12.9K
EFA icon
173
iShares MSCI EAFE ETF
EFA
$80.1B
$221K 0.03%
2,914
-4,984
-63% -$375K
SUSB icon
174
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$217K 0.03%
+8,362
New +$218K
DUK icon
175
Duke Energy
DUK
$97.6B
$216K 0.03%
2,237
-290
-11% -$26.5K
5 6
7
8 9

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Capital One Financial's Q1 2021 Portfolio in Review

As of Q1 2021, Capital One Financial held 203 positions worth $771M, up 2.7% from $751M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capital One Financial's Q1 2021 filing shows 10 new, 37 increased, 115 reduced and 14 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $18.1M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q1 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M.
  • Capital One Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q1 2021, an estimated $11.5M increase.
  • Capital One Financial's biggest Q1 2021 reduction was Vanguard Total International Bond ETF, cutting an estimated $7.68M.
  • Capital One Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2021, selling an estimated $18.1M.
  • Capital One Financial's ten largest holdings make up 55% of its $771M portfolio in Q1 2021.
  • Capital One Financial opened 10 new positions and closed 14 in Q1 2021.
  • Capital One Financial's portfolio value rose 2.7% quarter-over-quarter to $771M.

Based on Capital One Financial's 13F filing for Q1 2021, filed 14 May 2021.