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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
Cap. Flow
-$96.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$20.4M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$19.2M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$12.8M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.73M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.31M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.2M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$8.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.56M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.24%
3 Consumer Discretionary 1.1%
4 Energy 0.87%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWX icon
151
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$299K 0.04%
+5,637
New +$280K
DGS icon
152
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$293K 0.04%
6,144
-26,070
-81% -$1.16M
MDY icon
153
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$286K 0.04%
680
-166
-20% -$63.9K
SPGI icon
154
S&P Global
SPGI
$120B
$285K 0.04%
867
– –
VTI icon
155
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$284K 0.04%
1,460
– –
BSV icon
156
Vanguard Short-Term Bond ETF
BSV
$44.6B
$271K 0.04%
3,271
-43
-1% -$3.56K
ACN icon
157
Accenture
ACN
$108B
$269K 0.04%
1,028
-2,672
-72% -$641K
FTSM icon
158
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$269K 0.04%
4,484
-52,850
-92% -$3.17M
MUNI icon
159
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
$267K 0.04%
+4,711
New +$265K
IGIB icon
160
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$265K 0.04%
+4,285
New +$262K
CVX icon
161
Chevron
CVX
$366B
$262K 0.03%
3,101
-9,322
-75% -$755K
MMM icon
162
3M
MMM
$94.3B
$262K 0.03%
1,792
-100
-5% -$14.2K
FNV icon
163
Franco-Nevada
FNV
$46B
$257K 0.03%
2,050
– –
NVDA icon
164
NVIDIA
NVDA
$5.42T
$257K 0.03%
19,680
-111,880
-85% -$1.5M
CCI icon
165
Crown Castle
CCI
$32.2B
$253K 0.03%
1,590
-2,300
-59% -$373K
PTLC icon
166
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
$239K 0.03%
7,307
-42,763
-85% -$1.34M
BRK.B icon
167
Berkshire Hathaway Class B
BRK.B
$1.13T
$237K 0.03%
1,021
-3,637
-78% -$801K
IWF icon
168
iShares Russell 1000 Growth ETF
IWF
$128B
$237K 0.03%
3,936
– –
ESGD icon
169
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.3B
$234K 0.03%
3,197
-2,990
-48% -$204K
NLY icon
170
Annaly Capital Management
NLY
$17.4B
$233K 0.03%
6,892
-9,256
-57% -$286K
DUK icon
171
Duke Energy
DUK
$97.3B
$231K 0.03%
2,527
-3,146
-55% -$291K
HYG icon
172
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$231K 0.03%
2,645
-5,799
-69% -$497K
MKC icon
173
McCormick & Company Non-Voting
MKC
$14.2B
$231K 0.03%
2,414
-2,974
-55% -$281K
DGRW icon
174
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$230K 0.03%
4,264
-1,111
-21% -$57.5K
CSX icon
175
CSX Corp
CSX
$93.1B
$227K 0.03%
+7,512
New +$216K
5 6
7
8 9

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Capital One Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.

  • Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
  • Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
  • Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
  • Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
  • Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
  • Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
  • Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.

Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.