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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
151
Alibaba
BABA
$308B
$550K 0.07%
1,871
-225
-11% -$59.3K
NVS icon
152
Novartis
NVS
$297B
$549K 0.07%
6,316
-591
-9% -$51.2K
SMLV icon
153
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
$547K 0.07%
7,219
-983
-12% -$76.4K
VOE icon
154
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$541K 0.07%
5,339
-3,220
-38% -$326K
IVE icon
155
iShares S&P 500 Value ETF
IVE
$49.8B
$540K 0.07%
4,799
-416
-8% -$47.1K
AWK icon
156
American Water Works
AWK
$26.9B
$536K 0.07%
3,701
-459
-11% -$65.1K
MKC icon
157
McCormick & Company Non-Voting
MKC
$14.2B
$523K 0.07%
5,388
– –
SCHB icon
158
Schwab US Broad Market ETF
SCHB
$44.9B
$523K 0.07%
39,396
-30,858
-44% -$406K
MCHP icon
159
Microchip Technology
MCHP
$46B
$509K 0.06%
9,916
-878
-8% -$45.7K
FTV icon
160
Fortive
FTV
$18.6B
$507K 0.06%
10,541
– –
DNL icon
161
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$503K 0.06%
15,094
– –
DUK icon
162
Duke Energy
DUK
$97.3B
$502K 0.06%
5,673
-4,836
-46% -$399K
BKLN icon
163
Invesco Senior Loan ETF
BKLN
$6.81B
$500K 0.06%
23,016
-50,667
-69% -$1.1M
AB icon
164
AllianceBernstein
AB
$3.47B
$486K 0.06%
17,963
-800
-4% -$22.4K
RTX icon
165
RTX Corp
RTX
$301B
$484K 0.06%
8,405
-809
-9% -$49.3K
BAC icon
166
Bank of America
BAC
$442B
$483K 0.06%
20,048
-9,584
-32% -$239K
JPST icon
167
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$482K 0.06%
9,486
-3,528
-27% -$179K
UPWK icon
168
Upwork
UPWK
$1.19B
$475K 0.06%
27,236
-16,423
-38% -$246K
ADI icon
169
Analog Devices
ADI
$190B
$474K 0.06%
4,064
-447
-10% -$52.3K
SCHR
170
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$469K 0.06%
15,992
-1,272
-7% -$37.3K
NLY icon
171
Annaly Capital Management
NLY
$17.4B
$460K 0.06%
16,148
-6,858
-30% -$199K
FNDE icon
172
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$458K 0.06%
19,302
-1,015
-5% -$25K
DEO icon
173
Diageo
DEO
$53.6B
$455K 0.06%
3,308
-470
-12% -$64.8K
TLT icon
174
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$449K 0.06%
2,752
-2,091
-43% -$347K
VCLT icon
175
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$445K 0.06%
4,161
-5,351
-56% -$585K
5 6
7
8 9

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Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.