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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$828M
AUM Growth
+$18.5M
Cap. Flow
-$13.1M
Cap. Flow %
-1.58%
Top 10 Hldgs %
51.73%
Holding
200
New
8
Increased
59
Reduced
82
Closed
13

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$27.4M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$3.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.15M
4
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.12M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.55M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.5M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.25M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.16M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.08M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.95M

Sector Composition

Rank Sector Weight
1 Technology 2.42%
2 Healthcare 1.26%
3 Consumer Discretionary 1.03%
4 Energy 0.94%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
126
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$501K 0.06%
3,331
– –
RTX icon
127
RTX Corp
RTX
$301B
$497K 0.06%
5,771
+51
+0.9% +$4.44K
IGSB icon
128
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$495K 0.06%
9,179
– –
FNDC icon
129
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
$490K 0.06%
13,113
-9,605
-42% -$368K
DFAX icon
130
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.3B
$485K 0.06%
18,574
-104
-0.6% -$2.72K
FLOT icon
131
iShares Floating Rate Bond ETF
FLOT
$10.3B
$480K 0.06%
9,471
-1,134
-11% -$57.5K
GLD icon
132
SPDR Gold Trust
GLD
$138B
$450K 0.05%
2,634
-484
-16% -$81.3K
COP icon
133
ConocoPhillips
COP
$140B
$436K 0.05%
6,037
-1,892
-24% -$138K
VB icon
134
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$429K 0.05%
1,899
+137
+8% +$31.1K
WMT icon
135
Walmart Inc
WMT
$892B
$421K 0.05%
8,730
+177
+2% +$8.45K
XOM icon
136
ExxonMobil
XOM
$642B
$415K 0.05%
6,781
-1,885
-22% -$118K
SPGI icon
137
S&P Global
SPGI
$119B
$407K 0.05%
863
+3
+0.3% +$1.37K
MMP
138
DELISTED
Magellan Midstream Partners, L.P.
MMP
$404K 0.05%
8,690
– –
IHI icon
139
iShares US Medical Devices ETF
IHI
$3.36B
$403K 0.05%
6,120
– –
CWB icon
140
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$385K 0.05%
4,646
– –
IBB icon
141
iShares Biotechnology ETF
IBB
$9.53B
$375K 0.05%
2,455
-25
-1% -$3.87K
XLC icon
142
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$375K 0.05%
4,826
– –
PFE icon
143
Pfizer
PFE
$149B
$356K 0.04%
6,027
+224
+4% +$11.1K
QQQ icon
144
Invesco QQQ Trust
QQQ
$479B
$342K 0.04%
860
-55
-6% -$21.2K
HACK icon
145
Amplify Cybersecurity ETF
HACK
$2.85B
$335K 0.04%
5,452
-1,348
-20% -$85.1K
SCHE icon
146
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$331K 0.04%
+11,168
New +$341K
GE icon
147
GE Aerospace
GE
$389B
$321K 0.04%
5,453
+20
+0.4% +$1.26K
SMMV icon
148
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$290M
$318K 0.04%
8,145
-629
-7% -$24.1K
GSY icon
149
Invesco Ultra Short Duration ETF
GSY
$3.9B
$312K 0.04%
6,194
-2,756
-31% -$139K
PTLC icon
150
Pacer Trendpilot US Large Cap ETF
PTLC
$3.35B
$304K 0.04%
7,307
– –
4 5
6
7 8

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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Capital One Financial held 200 positions worth $828M, up 2.3% from $810M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Capital One Financial's Q4 2021 filing shows 8 new, 59 increased, 82 reduced and 13 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $37.5M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q4 2021 buy was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K.
  • Capital One Financial added most to iShares MSCI USA Quality Factor ETF in Q4 2021, an estimated $27.4M increase.
  • Capital One Financial's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $37.5M.
  • Capital One Financial fully exited ServiceNow in Q4 2021, selling an estimated $535K.
  • Capital One Financial's ten largest holdings make up 52% of its $828M portfolio in Q4 2021.
  • Capital One Financial opened 8 new positions and closed 13 in Q4 2021.
  • Capital One Financial's portfolio value rose 2.3% quarter-over-quarter to $828M.

Based on Capital One Financial's 13F filing for Q4 2021, filed 9 Feb 2022.