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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$810M
AUM Growth
-$14.2M
Cap. Flow
-$5.54M
Cap. Flow %
-0.68%
Top 10 Hldgs %
52.82%
Holding
197
New
6
Increased
49
Reduced
83
Closed
5

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$31.7M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$11.2M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$5.27M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.7M
5
BND icon
Vanguard Total Bond Market
BND
+$2.54M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$32.3M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$7.65M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.54M
4
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$5.29M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$3.89M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.17%
3 Consumer Discretionary 0.97%
4 Financials 0.96%
5 Energy 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUSA icon
126
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
$468K 0.06%
4,880
– –
VOE icon
127
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$465K 0.06%
3,331
– –
LOW icon
128
Lowe's Companies
LOW
$124B
$459K 0.06%
2,261
-276
-11% -$55K
BNY
129
Bank of New York Mellon
BNY
$107B
$453K 0.06%
8,742
– –
GSY icon
130
Invesco Ultra Short Duration ETF
GSY
$3.9B
$452K 0.06%
8,950
-3,915
-30% -$198K
APD icon
131
Air Products & Chemicals
APD
$66.9B
$448K 0.06%
1,747
-173
-9% -$47.9K
VEA icon
132
Vanguard FTSE Developed Markets ETF
VEA
$236B
$438K 0.05%
+8,668
New +$451K
IPAY icon
133
Amplify Mobile Payments ETF
IPAY
$183M
$433K 0.05%
6,400
-701
-10% -$49.5K
HACK icon
134
Amplify Cybersecurity ETF
HACK
$2.88B
$414K 0.05%
6,800
– –
PAYX icon
135
Paychex
PAYX
$42.8B
$413K 0.05%
3,673
– –
IBB icon
136
iShares Biotechnology ETF
IBB
$9.66B
$401K 0.05%
2,480
– –
CWB icon
137
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.67B
$397K 0.05%
4,646
– –
WMT icon
138
Walmart Inc
WMT
$889B
$397K 0.05%
8,553
– –
MMP
139
DELISTED
Magellan Midstream Partners, L.P.
MMP
$396K 0.05%
8,690
– –
XLC icon
140
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$387K 0.05%
4,826
– –
VB icon
141
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$385K 0.05%
1,762
+460
+35% +$102K
IHI icon
142
iShares US Medical Devices ETF
IHI
$3.36B
$384K 0.05%
6,120
– –
STIP icon
143
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$381K 0.05%
3,606
+770
+27% +$81.7K
SPGI icon
144
S&P Global
SPGI
$121B
$365K 0.05%
860
-7
-0.8% -$3.03K
GE icon
145
GE Aerospace
GE
$386B
$349K 0.04%
5,433
-822
-13% -$52.9K
PBE icon
146
Invesco Biotechnology & Genome ETF
PBE
$290M
$335K 0.04%
4,471
– –
BN icon
147
Brookfield
BN
$108B
$332K 0.04%
11,504
– –
QQQ icon
148
Invesco QQQ Trust
QQQ
$483B
$328K 0.04%
915
-50
-5% -$18.4K
SMMV icon
149
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$291M
$325K 0.04%
8,774
-3,566
-29% -$135K
ISTB icon
150
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$316K 0.04%
6,183
+1,434
+30% +$73.5K
4 5
6
7 8

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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Capital One Financial held 197 positions worth $810M, down 1.7% from $824M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial's Q3 2021 filing shows 6 new, 49 increased, 83 reduced and 5 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K. The largest sale was iShares MSCI USA Value Factor ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2.1% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q3 2021, an estimated $31.7M increase.
  • Capital One Financial's biggest Q3 2021 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $32.3M.
  • Capital One Financial fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2021, selling an estimated $303K.
  • Capital One Financial's ten largest holdings make up 53% of its $810M portfolio in Q3 2021.
  • Capital One Financial opened 6 new positions and closed 5 in Q3 2021.
  • Capital One Financial's portfolio value fell 1.7% quarter-over-quarter to $810M.

Based on Capital One Financial's 13F filing for Q3 2021, filed 12 Nov 2021.