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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$20.6M
Cap. Flow
+$4.28M
Cap. Flow %
0.55%
Top 10 Hldgs %
54.58%
Holding
203
New
10
Increased
37
Reduced
115
Closed
14

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.5M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$7.95M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$6.79M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$4.12M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.86M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.68M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$6.12M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.96M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.31M

Sector Composition

Rank Sector Weight
1 Technology 1.99%
2 Healthcare 1.06%
3 Consumer Discretionary 0.95%
4 Energy 0.87%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
126
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$432K 0.06%
+4,753
New +$422K
BN icon
127
Brookfield
BN
$108B
$431K 0.06%
18,096
-11,865
-40% -$265K
GOOGL icon
128
Alphabet (Google) Class A
GOOGL
$4.33T
$427K 0.06%
4,140
-280
-6% -$27.6K
SUSA icon
129
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
$423K 0.05%
4,816
– –
HACK icon
130
Amplify Cybersecurity ETF
HACK
$2.9B
$417K 0.05%
7,600
-4,175
-35% -$244K
BNY
131
Bank of New York Mellon
BNY
$107B
$413K 0.05%
8,742
– –
CWB icon
132
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$412K 0.05%
4,939
-795
-14% -$68.8K
WMT icon
133
Walmart Inc
WMT
$890B
$399K 0.05%
8,802
+120
+1% +$5.56K
BX icon
134
Blackstone
BX
$110B
$395K 0.05%
5,303
-123
-2% -$8.49K
MMP
135
DELISTED
Magellan Midstream Partners, L.P.
MMP
$385K 0.05%
8,890
– –
PBE icon
136
Invesco Biotechnology & Genome ETF
PBE
$292M
$378K 0.05%
5,121
-1,488
-23% -$113K
MINT icon
137
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$377K 0.05%
3,704
-1,477
-29% -$151K
IBB icon
138
iShares Biotechnology ETF
IBB
$9.77B
$373K 0.05%
2,480
-877
-26% -$139K
PAYX icon
139
Paychex
PAYX
$42.7B
$373K 0.05%
3,805
-141
-4% -$13K
V icon
140
Visa
V
$677B
$370K 0.05%
1,749
-605
-26% -$127K
SBUX icon
141
Starbucks
SBUX
$120B
$360K 0.05%
3,298
-1,248
-27% -$131K
T icon
142
AT&T
T
$163B
$356K 0.05%
15,580
-153
-1% -$3.38K
XLC icon
143
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$354K 0.05%
4,826
-1,039
-18% -$73.9K
RTX icon
144
RTX Corp
RTX
$301B
$346K 0.04%
4,478
+171
+4% +$12.5K
IHI icon
145
iShares US Medical Devices ETF
IHI
$3.38B
$337K 0.04%
6,120
– –
QQQ icon
146
Invesco QQQ Trust
QQQ
$484B
$324K 0.04%
1,015
-185
-15% -$59.2K
IJH icon
147
iShares Core S&P Mid-Cap ETF
IJH
$127B
$321K 0.04%
6,175
-980
-14% -$48.9K
DGS icon
148
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$311K 0.04%
6,059
-85
-1% -$4.22K
SPGI icon
149
S&P Global
SPGI
$120B
$306K 0.04%
867
– –
VTI icon
150
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$302K 0.04%
1,460
– –
4 5
6
7 8

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Capital One Financial's Q1 2021 Portfolio in Review

As of Q1 2021, Capital One Financial held 203 positions worth $771M, up 2.7% from $751M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capital One Financial's Q1 2021 filing shows 10 new, 37 increased, 115 reduced and 14 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $18.1M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q1 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M.
  • Capital One Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q1 2021, an estimated $11.5M increase.
  • Capital One Financial's biggest Q1 2021 reduction was Vanguard Total International Bond ETF, cutting an estimated $7.68M.
  • Capital One Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2021, selling an estimated $18.1M.
  • Capital One Financial's ten largest holdings make up 55% of its $771M portfolio in Q1 2021.
  • Capital One Financial opened 10 new positions and closed 14 in Q1 2021.
  • Capital One Financial's portfolio value rose 2.7% quarter-over-quarter to $771M.

Based on Capital One Financial's 13F filing for Q1 2021, filed 14 May 2021.