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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
Cap. Flow
-$96.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$20.4M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$19.2M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$12.8M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.73M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.31M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.2M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$8.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.56M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.24%
3 Consumer Discretionary 1.1%
4 Energy 0.87%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHM icon
126
Schwab US Mid-Cap ETF
SCHM
$15.1B
$436K 0.06%
19,206
-26,040
-58% -$543K
COP icon
127
ConocoPhillips
COP
$141B
$431K 0.06%
10,770
-10,788
-50% -$398K
PSX icon
128
Phillips 66
PSX
$81.4B
$430K 0.06%
6,141
-1,110
-15% -$65.2K
VOE icon
129
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$429K 0.06%
3,608
-1,731
-32% -$194K
WMT icon
130
Walmart Inc
WMT
$890B
$417K 0.06%
8,682
-4,200
-33% -$204K
ITA icon
131
iShares US Aerospace & Defense ETF
ITA
$14.7B
$410K 0.05%
4,330
-6,690
-61% -$588K
GOOG icon
132
Alphabet (Google) Class C
GOOG
$4.32T
$405K 0.05%
4,620
-9,140
-66% -$771K
SUSA icon
133
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
$397K 0.05%
4,816
– –
XLC icon
134
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$396K 0.05%
5,865
-8,165
-58% -$520K
KKR icon
135
KKR & Co
KKR
$92.3B
$388K 0.05%
9,590
– –
GOOGL icon
136
Alphabet (Google) Class A
GOOGL
$4.33T
$387K 0.05%
4,420
-5,440
-55% -$458K
MMP
137
DELISTED
Magellan Midstream Partners, L.P.
MMP
$377K 0.05%
8,890
-10,927
-55% -$436K
QQQ icon
138
Invesco QQQ Trust
QQQ
$484B
$376K 0.05%
1,200
-92
-7% -$27K
LMBS icon
139
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$373K 0.05%
7,250
-9,150
-56% -$472K
BNY
140
Bank of New York Mellon
BNY
$107B
$371K 0.05%
8,742
-3,017
-26% -$116K
DGRO icon
141
iShares Core Dividend Growth ETF
DGRO
$43.5B
$368K 0.05%
8,206
-6,300
-43% -$268K
PAYX icon
142
Paychex
PAYX
$42.7B
$368K 0.05%
3,946
-544
-12% -$48.3K
IBDQ
143
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$357K 0.05%
13,051
-16,979
-57% -$462K
BX icon
144
Blackstone
BX
$110B
$352K 0.05%
5,426
-2,644
-33% -$154K
T icon
145
AT&T
T
$163B
$342K 0.05%
15,733
-29,607
-65% -$638K
IHI icon
146
iShares US Medical Devices ETF
IHI
$3.38B
$334K 0.04%
6,120
-7,800
-56% -$408K
WFC icon
147
Wells Fargo
WFC
$264B
$334K 0.04%
11,063
-7,479
-40% -$194K
IJH icon
148
iShares Core S&P Mid-Cap ETF
IJH
$127B
$329K 0.04%
7,155
-2,480
-26% -$104K
PYPL icon
149
PayPal
PYPL
$50.5B
$329K 0.04%
1,403
-3,808
-73% -$789K
RTX icon
150
RTX Corp
RTX
$301B
$308K 0.04%
4,307
-4,098
-49% -$269K
4 5
6
7 8

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Capital One Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.

  • Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
  • Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
  • Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
  • Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
  • Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
  • Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
  • Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.

Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.