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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
126
Starbucks
SBUX
$120B
$744K 0.09%
8,656
-3,318
-28% -$265K
FNI
127
DELISTED
First Trust Chindia ETF
FNI
$737K 0.09%
15,479
-3,500
-18% -$161K
NKE icon
128
Nike
NKE
$61.9B
$733K 0.09%
5,842
-3,204
-35% -$344K
UNH icon
129
UnitedHealth
UNH
$370B
$732K 0.09%
2,347
+160
+7% +$49.1K
GOOGL icon
130
Alphabet (Google) Class A
GOOGL
$4.33T
$723K 0.09%
9,860
-560
-5% -$42.7K
FNDF icon
131
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$716K 0.09%
29,139
-3,434
-11% -$85.4K
COP icon
132
ConocoPhillips
COP
$141B
$708K 0.09%
21,558
-2,023
-9% -$76.7K
HYG icon
133
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$708K 0.09%
8,444
-13,379
-61% -$1.13M
OGS icon
134
ONE Gas
OGS
$5.04B
$698K 0.09%
10,109
+2,563
+34% +$189K
IHI icon
135
iShares US Medical Devices ETF
IHI
$3.38B
$695K 0.09%
13,920
+1,200
+9% +$58.1K
MMP
136
DELISTED
Magellan Midstream Partners, L.P.
MMP
$678K 0.09%
19,817
-2,444
-11% -$96.7K
LQD icon
137
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$677K 0.09%
5,029
-1,316
-21% -$179K
BAC.PRL icon
138
Bank of America Series L
BAC.PRL
$3.99B
$673K 0.09%
452
– –
ALB icon
139
Albemarle
ALB
$15.5B
$652K 0.08%
7,303
-3,409
-32% -$302K
VUG icon
140
Vanguard Morningstar Growth ETF
VUG
$231B
$652K 0.08%
17,190
-108
-0.6% -$3.99K
CCI icon
141
Crown Castle
CCI
$32.2B
$648K 0.08%
3,890
– –
SMMV icon
142
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$645K 0.08%
22,090
-875
-4% -$26.1K
EMQQ icon
143
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$278M
$602K 0.08%
11,525
+200
+2% +$10.3K
CAT icon
144
Caterpillar
CAT
$387B
$601K 0.08%
4,030
-500
-11% -$70.2K
WMT icon
145
Walmart Inc
WMT
$890B
$601K 0.08%
12,882
-15
-0.1% -$667
AJG icon
146
Arthur J. Gallagher & Co
AJG
$63.6B
$599K 0.08%
5,669
-651
-10% -$67.5K
DGRO icon
147
iShares Core Dividend Growth ETF
DGRO
$43.5B
$577K 0.07%
14,506
-5,958
-29% -$237K
NOW icon
148
ServiceNow
NOW
$129B
$577K 0.07%
5,950
– –
SPHD icon
149
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$567K 0.07%
17,178
-3,742
-18% -$126K
FTCS icon
150
First Trust Capital Strength ETF
FTCS
$7.95B
$566K 0.07%
8,947
-1,048
-10% -$65.5K
4 5
6
7 8

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NWM
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KCA
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SIS
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Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.