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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$828M
AUM Growth
+$18.5M
Cap. Flow
-$13.1M
Cap. Flow %
-1.58%
Top 10 Hldgs %
51.73%
Holding
200
New
8
Increased
59
Reduced
82
Closed
13

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$27.4M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$3.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.15M
4
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.12M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.55M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.5M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.25M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.16M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.08M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.95M

Sector Composition

Rank Sector Weight
1 Technology 2.42%
2 Healthcare 1.26%
3 Consumer Discretionary 1.03%
4 Energy 0.94%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWZ icon
101
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$269M
$735K 0.09%
+24,202
New +$744K
VEA icon
102
Vanguard FTSE Developed Markets ETF
VEA
$234B
$732K 0.09%
14,336
+5,668
+65% +$291K
KKR icon
103
KKR & Co
KKR
$92.8B
$714K 0.09%
9,590
– –
BX icon
104
Blackstone
BX
$107B
$697K 0.08%
5,385
– –
FTCS icon
105
First Trust Capital Strength ETF
FTCS
$7.93B
$692K 0.08%
8,183
– –
PNQI icon
106
Invesco NASDAQ Internet ETF
PNQI
$541M
$690K 0.08%
16,015
-1,635
-9% -$76.5K
ISTB icon
107
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$680K 0.08%
13,476
+7,293
+118% +$369K
TMO icon
108
Thermo Fisher Scientific
TMO
$214B
$659K 0.08%
988
+1
+0.1% +$624
SMLV icon
109
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
$654K 0.08%
5,472
-582
-10% -$68.2K
BAC.PRL icon
110
Bank of America Series L
BAC.PRL
$3.98B
$653K 0.08%
+452
New +$651K
JNJ icon
111
Johnson & Johnson
JNJ
$619B
$616K 0.07%
3,601
-124
-3% -$20.3K
UPS icon
112
United Parcel Service
UPS
$87.7B
$605K 0.07%
2,822
-286
-9% -$58.2K
ESGU icon
113
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$598K 0.07%
5,538
-75
-1% -$7.87K
SCHG icon
114
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$586K 0.07%
28,632
-11,872
-29% -$237K
ADI icon
115
Analog Devices
ADI
$184B
$584K 0.07%
3,321
-51
-2% -$9.04K
SHV icon
116
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$555K 0.07%
5,023
+2,752
+121% +$304K
DNL icon
117
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$494M
$554K 0.07%
12,722
-676
-5% -$28.4K
LMT icon
118
Lockheed Martin
LMT
$135B
$541K 0.07%
1,523
-332
-18% -$115K
APD icon
119
Air Products & Chemicals
APD
$66.8B
$529K 0.06%
1,740
-7
-0.4% -$2.06K
VYM icon
120
Vanguard High Dividend Yield ETF
VYM
$82.3B
$524K 0.06%
4,674
-255
-5% -$27.7K
LOW icon
121
Lowe's Companies
LOW
$122B
$517K 0.06%
1,999
-262
-12% -$62.3K
SUSA icon
122
iShares ESG Optimized MSCI USA ETF
SUSA
$4.15B
$512K 0.06%
4,816
-64
-1% -$6.58K
HON icon
123
Honeywell
HON
$76.3B
$510K 0.06%
2,593
-32
-1% -$6.46K
BNY
124
Bank of New York Mellon
BNY
$108B
$508K 0.06%
8,742
– –
PAYX icon
125
Paychex
PAYX
$42.7B
$501K 0.06%
3,674
+1
+0% +$124
3 4
5
6 7

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Capital One Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Capital One Financial held 200 positions worth $828M, up 2.3% from $810M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Capital One Financial's Q4 2021 filing shows 8 new, 59 increased, 82 reduced and 13 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $37.5M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q4 2021 buy was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K.
  • Capital One Financial added most to iShares MSCI USA Quality Factor ETF in Q4 2021, an estimated $27.4M increase.
  • Capital One Financial's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $37.5M.
  • Capital One Financial fully exited ServiceNow in Q4 2021, selling an estimated $535K.
  • Capital One Financial's ten largest holdings make up 52% of its $828M portfolio in Q4 2021.
  • Capital One Financial opened 8 new positions and closed 13 in Q4 2021.
  • Capital One Financial's portfolio value rose 2.3% quarter-over-quarter to $828M.

Based on Capital One Financial's 13F filing for Q4 2021, filed 9 Feb 2022.