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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$810M
AUM Growth
-$14.2M
Cap. Flow
-$5.54M
Cap. Flow %
-0.68%
Top 10 Hldgs %
52.82%
Holding
197
New
6
Increased
49
Reduced
83
Closed
5

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$31.7M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$11.2M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$5.27M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.7M
5
BND icon
Vanguard Total Bond Market
BND
+$2.54M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$32.3M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$7.65M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.54M
4
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$5.29M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$3.89M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.17%
3 Consumer Discretionary 0.97%
4 Financials 0.96%
5 Energy 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
101
CVS Health
CVS
$122B
$627K 0.08%
7,391
– –
BX icon
102
Blackstone
BX
$110B
$626K 0.08%
5,385
-191
-3% -$22.2K
FTCS icon
103
First Trust Capital Strength ETF
FTCS
$7.95B
$612K 0.08%
8,183
– –
JNJ icon
104
Johnson & Johnson
JNJ
$625B
$602K 0.07%
3,725
-126
-3% -$21.5K
KKR icon
105
KKR & Co
KKR
$92.3B
$584K 0.07%
9,590
– –
UPS icon
106
United Parcel Service
UPS
$88.9B
$566K 0.07%
3,108
-393
-11% -$77.6K
ADI icon
107
Analog Devices
ADI
$190B
$565K 0.07%
3,372
– –
TMO icon
108
Thermo Fisher Scientific
TMO
$220B
$564K 0.07%
987
– –
ESGU icon
109
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$553K 0.07%
5,613
-39
-0.7% -$3.95K
DNL icon
110
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$542K 0.07%
13,398
– –
FLOT icon
111
iShares Floating Rate Bond ETF
FLOT
$10.3B
$539K 0.07%
10,605
-9,258
-47% -$470K
COP icon
112
ConocoPhillips
COP
$141B
$537K 0.07%
7,929
-617
-7% -$35.6K
NOW icon
113
ServiceNow
NOW
$129B
$535K 0.07%
4,300
-50
-1% -$6.05K
HON icon
114
Honeywell
HON
$78B
$525K 0.06%
2,625
+62
+2% +$13.2K
NVDA icon
115
NVIDIA
NVDA
$5.42T
$517K 0.06%
24,970
-1,310
-5% -$27.2K
GLD icon
116
SPDR Gold Trust
GLD
$141B
$512K 0.06%
3,118
-770
-20% -$129K
XOM icon
117
ExxonMobil
XOM
$634B
$510K 0.06%
8,666
-780
-8% -$44.5K
VYM icon
118
Vanguard High Dividend Yield ETF
VYM
$82.8B
$509K 0.06%
4,929
– –
IGSB icon
119
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$502K 0.06%
9,179
– –
SCHR
120
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$499K 0.06%
17,610
+1,306
+8% +$37.4K
RTX icon
121
RTX Corp
RTX
$301B
$492K 0.06%
5,720
+416
+8% +$35.6K
DFAX icon
122
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$483K 0.06%
+18,678
New +$494K
IVE icon
123
iShares S&P 500 Value ETF
IVE
$49.8B
$483K 0.06%
3,321
+174
+6% +$25.9K
SCHZ icon
124
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$477K 0.06%
17,586
-6,272
-26% -$172K
WFC icon
125
Wells Fargo
WFC
$264B
$470K 0.06%
10,124
+369
+4% +$17.1K
3 4
5
6 7

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NWM
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KCA
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SIS
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Capital One Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Capital One Financial held 197 positions worth $810M, down 1.7% from $824M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial's Q3 2021 filing shows 6 new, 49 increased, 83 reduced and 5 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K. The largest sale was iShares MSCI USA Value Factor ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2.1% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q3 2021, an estimated $31.7M increase.
  • Capital One Financial's biggest Q3 2021 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $32.3M.
  • Capital One Financial fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2021, selling an estimated $303K.
  • Capital One Financial's ten largest holdings make up 53% of its $810M portfolio in Q3 2021.
  • Capital One Financial opened 6 new positions and closed 5 in Q3 2021.
  • Capital One Financial's portfolio value fell 1.7% quarter-over-quarter to $810M.

Based on Capital One Financial's 13F filing for Q3 2021, filed 12 Nov 2021.