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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.5%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$824M
AUM Growth
+$52.3M
Cap. Flow
+$17.9M
Cap. Flow %
2.17%
Top 10 Hldgs %
53.73%
Holding
198
New
9
Increased
53
Reduced
88
Closed
7

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.03M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$6.8M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.65M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$4.4M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$3.35M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.89M
2
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$1.3M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.12M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.1M
5
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$881K

Sector Composition

Rank Sector Weight
1 Technology 2.14%
2 Healthcare 1.1%
3 Consumer Discretionary 1%
4 Financials 0.94%
5 Energy 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSY icon
101
Invesco Ultra Short Duration ETF
GSY
$3.9B
$649K 0.08%
12,865
-3,818
-23% -$193K
GLD icon
102
SPDR Gold Trust
GLD
$133B
$644K 0.08%
3,888
-11
-0.3% -$1.87K
JNJ icon
103
Johnson & Johnson
JNJ
$611B
$634K 0.08%
3,851
-197
-5% -$32.6K
FTCS icon
104
First Trust Capital Strength ETF
FTCS
$7.89B
$618K 0.08%
8,183
-506
-6% -$37.6K
CVS icon
105
CVS Health
CVS
$133B
$617K 0.07%
7,391
-300
-4% -$24.6K
GOOG icon
106
Alphabet (Google) Class C
GOOG
$4.58T
$609K 0.07%
4,860
+240
+5% +$28.6K
XOM icon
107
ExxonMobil
XOM
$640B
$596K 0.07%
9,446
-835
-8% -$49.9K
ADI icon
108
Analog Devices
ADI
$184B
$581K 0.07%
3,372
-149
-4% -$23.9K
KKR icon
109
KKR & Co
KKR
$96.3B
$568K 0.07%
9,590
– –
DNL icon
110
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$493M
$558K 0.07%
13,398
– –
ESGU icon
111
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$557K 0.07%
5,652
+899
+19% +$86K
APD icon
112
Air Products & Chemicals
APD
$66B
$552K 0.07%
1,920
+336
+21% +$98.6K
COST icon
113
Costco
COST
$418B
$545K 0.07%
1,377
-35
-2% -$13.2K
BX icon
114
Blackstone
BX
$110B
$542K 0.07%
5,576
+273
+5% +$24.2K
HON icon
115
Honeywell
HON
$79B
$530K 0.06%
2,563
-84
-3% -$17.8K
NVDA icon
116
NVIDIA
NVDA
$5.12T
$526K 0.06%
26,280
+6,480
+33% +$104K
COP icon
117
ConocoPhillips
COP
$144B
$520K 0.06%
8,546
-1,663
-16% -$92.7K
VYM icon
118
Vanguard High Dividend Yield ETF
VYM
$82.6B
$516K 0.06%
4,929
-74
-1% -$7.77K
IGSB icon
119
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$503K 0.06%
9,179
– –
IPAY icon
120
Amplify Mobile Payments ETF
IPAY
$185M
$500K 0.06%
7,101
-914
-11% -$63.9K
TMO icon
121
Thermo Fisher Scientific
TMO
$209B
$498K 0.06%
987
-200
-17% -$94.4K
LOW icon
122
Lowe's Companies
LOW
$122B
$492K 0.06%
2,537
+52
+2% +$10.2K
SPHD icon
123
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$482K 0.06%
10,943
-4,080
-27% -$182K
NOW icon
124
ServiceNow
NOW
$120B
$478K 0.06%
4,350
– –
SMMV icon
125
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$469K 0.06%
12,340
-9,420
-43% -$357K
3 4
5
6 7

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HPCM
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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q2 2021 Portfolio in Review

As of Q2 2021, Capital One Financial held 198 positions worth $824M, up 6.8% from $771M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capital One Financial's Q2 2021 filing shows 9 new, 53 increased, 88 reduced and 7 closed positions. Its largest new stake was Dimensional US Core Equity 2 ETF: 255,729 shares worth $6.9M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $8.89M.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, up from 2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q2 2021 buy was Dimensional US Core Equity 2 ETF: 255,729 shares worth $6.9M.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q2 2021, an estimated $7.03M increase.
  • Capital One Financial's biggest Q2 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $8.89M.
  • Capital One Financial fully exited JPMorgan Ultra-Short Income ETF in Q2 2021, selling an estimated $464K.
  • Capital One Financial's ten largest holdings make up 54% of its $824M portfolio in Q2 2021.
  • Capital One Financial opened 9 new positions and closed 7 in Q2 2021.
  • Capital One Financial's portfolio value rose 6.8% quarter-over-quarter to $824M.

Based on Capital One Financial's 13F filing for Q2 2021, filed 16 Aug 2021.