We are live on ! Find out more
COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$20.6M
Cap. Flow
+$4.28M
Cap. Flow %
0.55%
Top 10 Hldgs %
54.58%
Holding
203
New
10
Increased
37
Reduced
115
Closed
14

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.5M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$7.95M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$6.79M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$4.12M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.86M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.68M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$6.12M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.96M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.31M

Sector Composition

Rank Sector Weight
1 Technology 1.99%
2 Healthcare 1.06%
3 Consumer Discretionary 0.95%
4 Energy 0.87%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCS icon
101
First Trust Capital Strength ETF
FTCS
$7.94B
$615K 0.08%
8,689
-258
-3% -$17.5K
IVE icon
102
iShares S&P 500 Value ETF
IVE
$49.7B
$603K 0.08%
4,270
-605
-12% -$81.5K
CVS icon
103
CVS Health
CVS
$123B
$579K 0.08%
7,691
-300
-4% -$21.9K
XOM icon
104
ExxonMobil
XOM
$633B
$574K 0.07%
10,281
-3,902
-28% -$205K
UPS icon
105
United Parcel Service
UPS
$88.7B
$566K 0.07%
3,332
-850
-20% -$137K
ADI icon
106
Analog Devices
ADI
$188B
$546K 0.07%
3,521
-62
-2% -$9.53K
HON icon
107
Honeywell
HON
$76.7B
$542K 0.07%
2,647
-412
-13% -$80.4K
TMO icon
108
Thermo Fisher Scientific
TMO
$216B
$542K 0.07%
1,187
-200
-14% -$95.5K
COP icon
109
ConocoPhillips
COP
$140B
$541K 0.07%
10,209
-561
-5% -$27.6K
IPAY icon
110
Amplify Mobile Payments ETF
IPAY
$184M
$535K 0.07%
8,015
-3,425
-30% -$232K
DNL icon
111
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$500M
$520K 0.07%
13,398
– –
VYM icon
112
Vanguard High Dividend Yield ETF
VYM
$82.4B
$506K 0.07%
5,003
-2,299
-31% -$222K
IGSB icon
113
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$502K 0.07%
9,179
– –
COST icon
114
Costco
COST
$419B
$498K 0.06%
1,412
-376
-21% -$131K
ACWX icon
115
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$485K 0.06%
8,781
+3,144
+56% +$174K
GOOG icon
116
Alphabet (Google) Class C
GOOG
$4.34T
$478K 0.06%
4,620
– –
LOW icon
117
Lowe's Companies
LOW
$125B
$473K 0.06%
2,485
-727
-23% -$125K
IWM icon
118
iShares Russell 2000 ETF
IWM
$82.6B
$468K 0.06%
2,116
-1,551
-42% -$339K
KKR icon
119
KKR & Co
KKR
$94.1B
$468K 0.06%
9,590
– –
MUNI icon
120
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
$467K 0.06%
8,317
+3,606
+77% +$204K
JPST icon
121
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$464K 0.06%
9,143
-346
-4% -$17.6K
SCHR
122
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$460K 0.06%
16,320
-2,490
-13% -$71.4K
VOE icon
123
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$449K 0.06%
3,331
-277
-8% -$35.5K
APD icon
124
Air Products & Chemicals
APD
$66.7B
$446K 0.06%
1,584
-123
-7% -$33.4K
NOW icon
125
ServiceNow
NOW
$129B
$435K 0.06%
4,350
– –
3 4
5
6 7

Similar funds

HPCM
High Pointe Capital Management Chicago, Illinois $139M AUM 24.99% 1-Year Est. Return
FFA
Freedman Financial Associates Peabody, Massachusetts $145M AUM 6.97% 1-Year Est. Return
TC
Tatro Capital Lexington, Kentucky $134M AUM 3.29% 1-Year Est. Return
NWM
Nauset Wealth Management Westport, Connecticut $126M AUM
KCA
Karn Couzens & Associates Farmington, Connecticut $157M AUM 11.36% 1-Year Est. Return
SIS
SVB Investment Services Salt Lake City, Utah $161M AUM 4.97% 1-Year Est. Return
MWM
Midwest Wealth Management Indianapolis, Indiana $165M AUM 19.98% 1-Year Est. Return
RCM
RVB Capital Management Great Neck, New York $117M AUM 17.05% 1-Year Est. Return

Capital One Financial's Q1 2021 Portfolio in Review

As of Q1 2021, Capital One Financial held 203 positions worth $771M, up 2.7% from $751M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capital One Financial's Q1 2021 filing shows 10 new, 37 increased, 115 reduced and 14 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $18.1M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q1 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M.
  • Capital One Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q1 2021, an estimated $11.5M increase.
  • Capital One Financial's biggest Q1 2021 reduction was Vanguard Total International Bond ETF, cutting an estimated $7.68M.
  • Capital One Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2021, selling an estimated $18.1M.
  • Capital One Financial's ten largest holdings make up 55% of its $771M portfolio in Q1 2021.
  • Capital One Financial opened 10 new positions and closed 14 in Q1 2021.
  • Capital One Financial's portfolio value rose 2.7% quarter-over-quarter to $771M.

Based on Capital One Financial's 13F filing for Q1 2021, filed 14 May 2021.