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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
Cap. Flow
-$96.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$20.4M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$19.2M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$12.8M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.73M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.31M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.2M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$8.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.56M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.24%
3 Consumer Discretionary 1.1%
4 Energy 0.87%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
101
Caterpillar
CAT
$387B
$639K 0.09%
3,513
-517
-13% -$87.7K
IVE icon
102
iShares S&P 500 Value ETF
IVE
$49.8B
$624K 0.08%
4,875
+76
+2% +$9.19K
HON icon
103
Honeywell
HON
$78B
$613K 0.08%
3,059
-6,339
-67% -$1.15M
FTCS icon
104
First Trust Capital Strength ETF
FTCS
$7.95B
$604K 0.08%
8,947
– –
UNH icon
105
UnitedHealth
UNH
$370B
$598K 0.08%
1,706
-641
-27% -$215K
XOM icon
106
ExxonMobil
XOM
$634B
$585K 0.08%
14,183
-16,895
-54% -$633K
EFA icon
107
iShares MSCI EAFE ETF
EFA
$80.2B
$576K 0.08%
7,898
-7,545
-49% -$516K
AB icon
108
AllianceBernstein
AB
$3.47B
$573K 0.08%
16,963
-1,000
-6% -$31.6K
SCHR
109
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$548K 0.07%
18,810
+2,818
+18% +$82.1K
CVS icon
110
CVS Health
CVS
$122B
$546K 0.07%
7,991
-11,454
-59% -$745K
ADI icon
111
Analog Devices
ADI
$190B
$529K 0.07%
3,583
-481
-12% -$63.8K
MINT icon
112
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$529K 0.07%
5,181
-2,410
-32% -$246K
NKE icon
113
Nike
NKE
$61.9B
$521K 0.07%
3,682
-2,160
-37% -$286K
LOW icon
114
Lowe's Companies
LOW
$125B
$516K 0.07%
3,212
-3,987
-55% -$648K
SMMU icon
115
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$515K 0.07%
+10,013
New +$513K
V icon
116
Visa
V
$677B
$515K 0.07%
2,354
-3,648
-61% -$747K
DNL icon
117
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$501M
$510K 0.07%
13,398
-1,696
-11% -$60K
IBB icon
118
iShares Biotechnology ETF
IBB
$9.77B
$509K 0.07%
3,357
-3,150
-48% -$450K
IGSB icon
119
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$506K 0.07%
9,179
-9,662
-51% -$531K
SBUX icon
120
Starbucks
SBUX
$120B
$486K 0.06%
4,546
-4,110
-47% -$392K
JPST icon
121
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
$482K 0.06%
9,489
+3
+0% +$152
NOW icon
122
ServiceNow
NOW
$129B
$479K 0.06%
4,350
-1,600
-27% -$166K
CWB icon
123
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$475K 0.06%
5,734
-5,367
-48% -$405K
APD icon
124
Air Products & Chemicals
APD
$67.6B
$466K 0.06%
1,707
-2,009
-54% -$566K
PBE icon
125
Invesco Biotechnology & Genome ETF
PBE
$292M
$463K 0.06%
6,609
-7,200
-52% -$456K
3 4
5
6 7

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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.

  • Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
  • Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
  • Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
  • Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
  • Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
  • Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
  • Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.

Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.