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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
101
Berkshire Hathaway Class B
BRK.B
$1.13T
$992K 0.13%
4,658
-95
-2% -$19.4K
EFA icon
102
iShares MSCI EAFE ETF
EFA
$80.2B
$983K 0.12%
15,443
-14,236
-48% -$911K
T icon
103
AT&T
T
$163B
$976K 0.12%
45,340
-23,479
-34% -$525K
VYM icon
104
Vanguard High Dividend Yield ETF
VYM
$82.8B
$967K 0.12%
11,951
-8,006
-40% -$656K
CMF icon
105
iShares California Muni Bond ETF
CMF
$4.62B
$901K 0.11%
14,435
– –
CVX icon
106
Chevron
CVX
$366B
$894K 0.11%
12,423
-1,195
-9% -$101K
INTC icon
107
Intel
INTC
$513B
$893K 0.11%
17,255
-1,175
-6% -$61.1K
IBB icon
108
iShares Biotechnology ETF
IBB
$9.77B
$881K 0.11%
6,507
-110
-2% -$14.9K
ITA icon
109
iShares US Aerospace & Defense ETF
ITA
$14.7B
$873K 0.11%
11,020
+600
+6% +$49.2K
VWO icon
110
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$851K 0.11%
19,683
-3,209
-14% -$140K
LMBS icon
111
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$848K 0.11%
16,400
+500
+3% +$25.9K
UPS icon
112
United Parcel Service
UPS
$88.9B
$840K 0.11%
5,040
-2,436
-33% -$355K
SCHM icon
113
Schwab US Mid-Cap ETF
SCHM
$15.1B
$837K 0.11%
45,246
-68,259
-60% -$1.26M
ACN icon
114
Accenture
ACN
$108B
$836K 0.11%
3,700
-1,601
-30% -$367K
XLC icon
115
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
$833K 0.11%
14,030
-31,927
-69% -$1.89M
AXP icon
116
American Express
AXP
$230B
$820K 0.1%
8,180
– –
IBDQ
117
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$815K 0.1%
30,030
-51,184
-63% -$1.39M
ABBV icon
118
AbbVie
ABBV
$435B
$806K 0.1%
9,207
-531
-5% -$50K
PBE icon
119
Invesco Biotechnology & Genome ETF
PBE
$292M
$782K 0.1%
13,809
– –
LHX icon
120
L3Harris
LHX
$53.4B
$774K 0.1%
4,559
-712
-14% -$125K
MINT icon
121
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$774K 0.1%
7,591
-1,979
-21% -$202K
IJS icon
122
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$771K 0.1%
12,604
-1,270
-9% -$79.8K
ABT icon
123
Abbott
ABT
$187B
$770K 0.1%
7,075
-1,289
-15% -$131K
CWB icon
124
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$765K 0.1%
11,101
-19,281
-63% -$1.28M
MCHI icon
125
iShares MSCI China ETF
MCHI
$6.38B
$758K 0.1%
10,224
-1,379
-12% -$101K
3 4
5
6 7

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HPCM
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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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RCM
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Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.