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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$828M
AUM Growth
+$18.5M
Cap. Flow
-$13.1M
Cap. Flow %
-1.58%
Top 10 Hldgs %
51.73%
Holding
200
New
8
Increased
59
Reduced
82
Closed
13

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$27.4M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$3.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.15M
4
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.12M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.55M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.5M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.25M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.16M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.08M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.95M

Sector Composition

Rank Sector Weight
1 Technology 2.42%
2 Healthcare 1.26%
3 Consumer Discretionary 1.03%
4 Energy 0.94%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
76
Enterprise Products Partners
EPD
$82.3B
$1.1M 0.13%
49,902
– –
IGM icon
77
iShares Expanded Tech Sector ETF
IGM
$10.6B
$1.05M 0.13%
14,346
-2,442
-15% -$176K
VCSH icon
78
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.05M 0.13%
12,887
+5,219
+68% +$426K
PEP icon
79
PepsiCo
PEP
$189B
$1.01M 0.12%
5,812
+50
+0.9% +$8.17K
GOOGL icon
80
Alphabet (Google) Class A
GOOGL
$4.38T
$978K 0.12%
6,760
+300
+5% +$43.2K
ABT icon
81
Abbott
ABT
$187B
$975K 0.12%
6,931
+204
+3% +$26.1K
AXP icon
82
American Express
AXP
$231B
$966K 0.12%
5,905
– –
UNH icon
83
UnitedHealth
UNH
$367B
$910K 0.11%
1,811
-3
-0.2% -$1.36K
VOT icon
84
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$904K 0.11%
3,550
-209
-6% -$52.7K
BMY icon
85
Bristol-Myers Squibb
BMY
$131B
$903K 0.11%
14,485
– –
COST icon
86
Costco
COST
$421B
$891K 0.11%
1,569
-51
-3% -$26.1K
UNP icon
87
Union Pacific
UNP
$175B
$881K 0.11%
3,495
+7
+0.2% +$1.66K
IVE icon
88
iShares S&P 500 Value ETF
IVE
$49.6B
$873K 0.11%
5,571
+2,250
+68% +$342K
ABBV icon
89
AbbVie
ABBV
$431B
$857K 0.1%
6,326
-232
-4% -$27.4K
LHX icon
90
L3Harris
LHX
$53.9B
$838K 0.1%
3,929
-53
-1% -$11.7K
AMGN icon
91
Amgen
AMGN
$219B
$834K 0.1%
3,709
-89
-2% -$18.8K
AB icon
92
AllianceBernstein
AB
$3.47B
$828K 0.1%
16,963
– –
IJS icon
93
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$824K 0.1%
7,890
+718
+10% +$75.3K
INTC icon
94
Intel
INTC
$503B
$812K 0.1%
15,773
+204
+1% +$10.4K
PG icon
95
Procter & Gamble
PG
$342B
$781K 0.09%
4,777
-499
-9% -$74.1K
CVS icon
96
CVS Health
CVS
$123B
$762K 0.09%
7,391
– –
VZ icon
97
Verizon
VZ
$195B
$762K 0.09%
14,657
-1,465
-9% -$76.4K
CAT icon
98
Caterpillar
CAT
$395B
$752K 0.09%
3,638
+150
+4% +$30.2K
GOOG icon
99
Alphabet (Google) Class C
GOOG
$4.36T
$748K 0.09%
5,180
+240
+5% +$34.7K
NVDA icon
100
NVIDIA
NVDA
$5.3T
$737K 0.09%
25,070
+100
+0.4% +$2.75K
2 3
4
5 6

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KCA
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Capital One Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Capital One Financial held 200 positions worth $828M, up 2.3% from $810M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Capital One Financial's Q4 2021 filing shows 8 new, 59 increased, 82 reduced and 13 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $37.5M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q4 2021 buy was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K.
  • Capital One Financial added most to iShares MSCI USA Quality Factor ETF in Q4 2021, an estimated $27.4M increase.
  • Capital One Financial's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $37.5M.
  • Capital One Financial fully exited ServiceNow in Q4 2021, selling an estimated $535K.
  • Capital One Financial's ten largest holdings make up 52% of its $828M portfolio in Q4 2021.
  • Capital One Financial opened 8 new positions and closed 13 in Q4 2021.
  • Capital One Financial's portfolio value rose 2.3% quarter-over-quarter to $828M.

Based on Capital One Financial's 13F filing for Q4 2021, filed 9 Feb 2022.