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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$810M
AUM Growth
-$14.2M
Cap. Flow
-$5.54M
Cap. Flow %
-0.68%
Top 10 Hldgs %
52.82%
Holding
197
New
6
Increased
49
Reduced
83
Closed
5

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$31.7M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$11.2M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$5.27M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.7M
5
BND icon
Vanguard Total Bond Market
BND
+$2.54M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$32.3M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$7.65M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.54M
4
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$5.29M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$3.89M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.17%
3 Consumer Discretionary 0.97%
4 Financials 0.96%
5 Energy 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGS icon
76
ONE Gas
OGS
$5B
$924K 0.11%
14,581
– –
VOT icon
77
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$888K 0.11%
3,759
– –
FNDC icon
78
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
$879K 0.11%
22,718
-3,417
-13% -$135K
LHX icon
79
L3Harris
LHX
$53.9B
$877K 0.11%
3,982
– –
VZ icon
80
Verizon
VZ
$195B
$871K 0.11%
16,122
-1,201
-7% -$66.4K
PEP icon
81
PepsiCo
PEP
$189B
$867K 0.11%
5,762
-153
-3% -$23.7K
GOOGL icon
82
Alphabet (Google) Class A
GOOGL
$4.38T
$864K 0.11%
6,460
+60
+0.9% +$8.16K
BMY icon
83
Bristol-Myers Squibb
BMY
$131B
$857K 0.11%
14,485
– –
PNQI icon
84
Invesco NASDAQ Internet ETF
PNQI
$541M
$842K 0.1%
17,650
-750
-4% -$37.7K
AB icon
85
AllianceBernstein
AB
$3.47B
$841K 0.1%
16,963
– –
INTC icon
86
Intel
INTC
$503B
$830K 0.1%
15,569
+2,289
+17% +$124K
AMGN icon
87
Amgen
AMGN
$219B
$808K 0.1%
3,798
-166
-4% -$38.2K
ABT icon
88
Abbott
ABT
$187B
$795K 0.1%
6,727
-512
-7% -$62.9K
SCHG icon
89
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$750K 0.09%
40,504
-22,064
-35% -$420K
PG icon
90
Procter & Gamble
PG
$342B
$738K 0.09%
5,276
-594
-10% -$84.2K
COST icon
91
Costco
COST
$421B
$728K 0.09%
1,620
+243
+18% +$107K
IJS icon
92
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$722K 0.09%
7,172
+179
+3% +$18.1K
UNH icon
93
UnitedHealth
UNH
$367B
$709K 0.09%
1,814
+59
+3% +$24.4K
ABBV icon
94
AbbVie
ABBV
$431B
$707K 0.09%
6,558
-816
-11% -$93.2K
UNP icon
95
Union Pacific
UNP
$175B
$684K 0.08%
3,488
-44
-1% -$9.5K
SMLV icon
96
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
$679K 0.08%
6,054
+44
+0.7% +$4.96K
CAT icon
97
Caterpillar
CAT
$394B
$670K 0.08%
3,488
-83
-2% -$17.3K
GOOG icon
98
Alphabet (Google) Class C
GOOG
$4.36T
$658K 0.08%
4,940
+80
+2% +$11K
LMT icon
99
Lockheed Martin
LMT
$135B
$640K 0.08%
1,855
-108
-6% -$39.1K
VCSH icon
100
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$632K 0.08%
7,668
-981
-11% -$81.1K
2 3
4
5 6

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Capital One Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Capital One Financial held 197 positions worth $810M, down 1.7% from $824M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial's Q3 2021 filing shows 6 new, 49 increased, 83 reduced and 5 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K. The largest sale was iShares MSCI USA Value Factor ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2.1% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q3 2021, an estimated $31.7M increase.
  • Capital One Financial's biggest Q3 2021 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $32.3M.
  • Capital One Financial fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2021, selling an estimated $303K.
  • Capital One Financial's ten largest holdings make up 53% of its $810M portfolio in Q3 2021.
  • Capital One Financial opened 6 new positions and closed 5 in Q3 2021.
  • Capital One Financial's portfolio value fell 1.7% quarter-over-quarter to $810M.

Based on Capital One Financial's 13F filing for Q3 2021, filed 12 Nov 2021.