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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.5%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$824M
AUM Growth
+$52.3M
Cap. Flow
+$17.9M
Cap. Flow %
2.17%
Top 10 Hldgs %
53.73%
Holding
198
New
9
Increased
53
Reduced
88
Closed
7

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.03M
2
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$6.8M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.65M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$4.4M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$3.35M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$8.89M
2
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$1.3M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$1.12M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.1M
5
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$881K

Sector Composition

Rank Sector Weight
1 Technology 2.14%
2 Healthcare 1.1%
3 Consumer Discretionary 1%
4 Financials 0.94%
5 Energy 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
76
Verizon
VZ
$195B
$971K 0.12%
17,323
+236
+1% +$13.5K
BMY icon
77
Bristol-Myers Squibb
BMY
$135B
$968K 0.12%
14,485
-25
-0.2% -$1.63K
AMGN icon
78
Amgen
AMGN
$209B
$966K 0.12%
3,964
+204
+5% +$50.2K
DHR icon
79
Danaher
DHR
$139B
$965K 0.12%
4,056
-142
-3% -$31.5K
PNQI icon
80
Invesco NASDAQ Internet ETF
PNQI
$537M
$944K 0.11%
18,400
-1,675
-8% -$80.6K
VOT icon
81
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$888K 0.11%
3,759
-150
-4% -$33.6K
PEP icon
82
PepsiCo
PEP
$189B
$876K 0.11%
5,915
– –
PFF icon
83
iShares Preferred and Income Securities ETF
PFF
$13.3B
$875K 0.11%
22,250
-655
-3% -$25.4K
LHX icon
84
L3Harris
LHX
$53.1B
$861K 0.1%
3,982
-153
-4% -$32.9K
FNDE icon
85
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.83B
$840K 0.1%
26,060
+3,871
+17% +$123K
ABT icon
86
Abbott
ABT
$184B
$839K 0.1%
7,239
+1,053
+17% +$123K
ABBV icon
87
AbbVie
ABBV
$430B
$831K 0.1%
7,374
-61
-0.8% -$6.87K
PG icon
88
Procter & Gamble
PG
$343B
$792K 0.1%
5,870
+42
+0.7% +$5.68K
AB icon
89
AllianceBernstein
AB
$3.47B
$790K 0.1%
16,963
– –
GOOGL icon
90
Alphabet (Google) Class A
GOOGL
$4.62T
$783K 0.1%
6,400
+2,260
+55% +$264K
CAT icon
91
Caterpillar
CAT
$409B
$777K 0.09%
3,571
+440
+14% +$102K
UNP icon
92
Union Pacific
UNP
$175B
$777K 0.09%
3,532
+361
+11% +$80.4K
INTC icon
93
Intel
INTC
$507B
$746K 0.09%
13,280
– –
LMT icon
94
Lockheed Martin
LMT
$136B
$743K 0.09%
1,963
-81
-4% -$31.1K
IJS icon
95
iShares S&P Small-Cap 600 Value ETF
IJS
$8.41B
$737K 0.09%
6,993
-2,298
-25% -$240K
UPS icon
96
United Parcel Service
UPS
$92.8B
$728K 0.09%
3,501
+169
+5% +$33.8K
VCSH icon
97
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$715K 0.09%
8,649
-321
-4% -$26.5K
UNH icon
98
UnitedHealth
UNH
$373B
$703K 0.09%
1,755
+78
+5% +$31.1K
SMLV icon
99
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$262M
$677K 0.08%
6,010
-1,857
-24% -$212K
SCHZ icon
100
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$651K 0.08%
23,858
-10,010
-30% -$272K
2 3
4
5 6

Similar funds

HPCM
High Pointe Capital Management Chicago, Illinois $139M AUM 24.99% 1-Year Est. Return
FFA
Freedman Financial Associates Peabody, Massachusetts $145M AUM 6.97% 1-Year Est. Return
TC
Tatro Capital Lexington, Kentucky $134M AUM 3.29% 1-Year Est. Return
NWM
Nauset Wealth Management Westport, Connecticut $126M AUM
KCA
Karn Couzens & Associates Farmington, Connecticut $157M AUM 11.36% 1-Year Est. Return
SIS
SVB Investment Services Salt Lake City, Utah $161M AUM 4.97% 1-Year Est. Return
MWM
Midwest Wealth Management Indianapolis, Indiana $165M AUM 19.98% 1-Year Est. Return
RCM
RVB Capital Management Great Neck, New York $117M AUM 17.05% 1-Year Est. Return

Capital One Financial's Q2 2021 Portfolio in Review

As of Q2 2021, Capital One Financial held 198 positions worth $824M, up 6.8% from $771M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Capital One Financial's Q2 2021 filing shows 9 new, 53 increased, 88 reduced and 7 closed positions. Its largest new stake was Dimensional US Core Equity 2 ETF: 255,729 shares worth $6.9M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $8.89M.

By sector, the portfolio is most concentrated in Technology at 2.1% of assets, up from 2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q2 2021 buy was Dimensional US Core Equity 2 ETF: 255,729 shares worth $6.9M.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q2 2021, an estimated $7.03M increase.
  • Capital One Financial's biggest Q2 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $8.89M.
  • Capital One Financial fully exited JPMorgan Ultra-Short Income ETF in Q2 2021, selling an estimated $464K.
  • Capital One Financial's ten largest holdings make up 54% of its $824M portfolio in Q2 2021.
  • Capital One Financial opened 9 new positions and closed 7 in Q2 2021.
  • Capital One Financial's portfolio value rose 6.8% quarter-over-quarter to $824M.

Based on Capital One Financial's 13F filing for Q2 2021, filed 16 Aug 2021.