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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$20.6M
Cap. Flow
+$4.28M
Cap. Flow %
0.55%
Top 10 Hldgs %
54.58%
Holding
203
New
10
Increased
37
Reduced
115
Closed
14

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.5M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$7.95M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$6.79M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$4.12M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.86M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.68M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$6.12M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.96M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.31M

Sector Composition

Rank Sector Weight
1 Technology 1.99%
2 Healthcare 1.06%
3 Consumer Discretionary 0.95%
4 Energy 0.87%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMLV icon
76
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
$877K 0.11%
7,867
-972
-11% -$103K
VWO icon
77
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$857K 0.11%
+16,459
New +$876K
INTC icon
78
Intel
INTC
$510B
$850K 0.11%
13,280
-2,400
-15% -$143K
GSY icon
79
Invesco Ultra Short Duration ETF
GSY
$3.9B
$842K 0.11%
16,683
-8,004
-32% -$405K
VOT icon
80
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$839K 0.11%
3,909
-801
-17% -$174K
DHR icon
81
Danaher
DHR
$143B
$838K 0.11%
4,198
-1,057
-20% -$215K
LHX icon
82
L3Harris
LHX
$53.4B
$838K 0.11%
4,135
-169
-4% -$31.7K
PEP icon
83
PepsiCo
PEP
$190B
$837K 0.11%
5,915
-918
-13% -$126K
AXP icon
84
American Express
AXP
$230B
$835K 0.11%
5,905
-225
-4% -$29.7K
ABBV icon
85
AbbVie
ABBV
$433B
$805K 0.1%
7,435
-1,557
-17% -$167K
SMMV icon
86
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$802K 0.1%
21,760
-385
-2% -$13.9K
PG icon
87
Procter & Gamble
PG
$339B
$789K 0.1%
5,828
-2,412
-29% -$315K
LMT icon
88
Lockheed Martin
LMT
$136B
$755K 0.1%
2,044
-335
-14% -$115K
ABT icon
89
Abbott
ABT
$186B
$741K 0.1%
6,186
-478
-7% -$56.6K
VCSH icon
90
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$740K 0.1%
8,970
-3,730
-29% -$309K
SMMU icon
91
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$734K 0.1%
14,289
+4,276
+43% +$220K
SPIP icon
92
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$733K 0.1%
+23,980
New +$739K
CAT icon
93
Caterpillar
CAT
$388B
$726K 0.09%
3,131
-382
-11% -$79.1K
UNP icon
94
Union Pacific
UNP
$175B
$699K 0.09%
3,171
+89
+3% +$18.7K
FNDE icon
95
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.79B
$682K 0.09%
22,189
-993
-4% -$29.8K
AB icon
96
AllianceBernstein
AB
$3.47B
$678K 0.09%
16,963
– –
JNJ icon
97
Johnson & Johnson
JNJ
$620B
$665K 0.09%
4,048
-2,899
-42% -$469K
SPHD icon
98
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$644K 0.08%
15,023
-2,213
-13% -$88.8K
GLD icon
99
SPDR Gold Trust
GLD
$140B
$624K 0.08%
3,899
-1,066
-21% -$179K
UNH icon
100
UnitedHealth
UNH
$372B
$624K 0.08%
1,677
-29
-2% -$10K
2 3
4
5 6

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Capital One Financial's Q1 2021 Portfolio in Review

As of Q1 2021, Capital One Financial held 203 positions worth $771M, up 2.7% from $751M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capital One Financial's Q1 2021 filing shows 10 new, 37 increased, 115 reduced and 14 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $18.1M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q1 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M.
  • Capital One Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q1 2021, an estimated $11.5M increase.
  • Capital One Financial's biggest Q1 2021 reduction was Vanguard Total International Bond ETF, cutting an estimated $7.68M.
  • Capital One Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2021, selling an estimated $18.1M.
  • Capital One Financial's ten largest holdings make up 55% of its $771M portfolio in Q1 2021.
  • Capital One Financial opened 10 new positions and closed 14 in Q1 2021.
  • Capital One Financial's portfolio value rose 2.7% quarter-over-quarter to $771M.

Based on Capital One Financial's 13F filing for Q1 2021, filed 14 May 2021.