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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
Cap. Flow
-$96.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$20.4M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$19.2M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$12.8M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.73M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.31M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.2M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$8.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.56M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.24%
3 Consumer Discretionary 1.1%
4 Energy 0.87%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
76
Amgen
AMGN
$222B
$985K 0.13%
4,283
-853
-17% -$197K
EPD icon
77
Enterprise Products Partners
EPD
$81.7B
$983K 0.13%
50,202
-13,914
-22% -$259K
ABBV icon
78
AbbVie
ABBV
$435B
$963K 0.13%
8,992
-215
-2% -$20.7K
BMY icon
79
Bristol-Myers Squibb
BMY
$132B
$900K 0.12%
14,510
-6,460
-31% -$397K
GLD icon
80
SPDR Gold Trust
GLD
$141B
$886K 0.12%
4,965
-1,254
-20% -$221K
SMLV icon
81
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
$846K 0.11%
8,839
+1,620
+22% +$141K
LMT icon
82
Lockheed Martin
LMT
$136B
$844K 0.11%
2,379
-290
-11% -$107K
LHX icon
83
L3Harris
LHX
$53.4B
$814K 0.11%
4,304
-255
-6% -$46.7K
IJS icon
84
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$799K 0.11%
9,825
-2,779
-22% -$202K
INTC icon
85
Intel
INTC
$513B
$781K 0.1%
15,680
-1,575
-9% -$76.9K
IPAY icon
86
Amplify Mobile Payments ETF
IPAY
$182M
$761K 0.1%
11,440
-15,498
-58% -$920K
SMMV icon
87
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$750K 0.1%
22,145
+55
+0.2% +$1.75K
AXP icon
88
American Express
AXP
$230B
$741K 0.1%
6,130
-2,050
-25% -$227K
OGS icon
89
ONE Gas
OGS
$5.04B
$731K 0.1%
9,524
-585
-6% -$44.2K
ABT icon
90
Abbott
ABT
$187B
$730K 0.1%
6,664
-411
-6% -$44.7K
IWM icon
91
iShares Russell 2000 ETF
IWM
$83B
$719K 0.1%
3,667
-4,018
-52% -$703K
UPS icon
92
United Parcel Service
UPS
$88.9B
$704K 0.09%
4,182
-858
-17% -$145K
HACK icon
93
Amplify Cybersecurity ETF
HACK
$2.9B
$678K 0.09%
11,775
-12,837
-52% -$648K
COST icon
94
Costco
COST
$420B
$674K 0.09%
1,788
-2,061
-54% -$770K
VYM icon
95
Vanguard High Dividend Yield ETF
VYM
$82.8B
$668K 0.09%
7,302
-4,649
-39% -$404K
BN icon
96
Brookfield
BN
$108B
$662K 0.09%
29,961
-36,987
-55% -$740K
FNDE icon
97
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.81B
$655K 0.09%
23,182
+3,880
+20% +$101K
SPHD icon
98
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$648K 0.09%
17,236
+58
+0.3% +$2.08K
TMO icon
99
Thermo Fisher Scientific
TMO
$220B
$646K 0.09%
1,387
-5,744
-81% -$2.69M
UNP icon
100
Union Pacific
UNP
$174B
$642K 0.09%
3,082
-2,190
-42% -$437K
2 3
4
5 6

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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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Capital One Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.

  • Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
  • Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
  • Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
  • Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
  • Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
  • Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
  • Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.

Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.