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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
76
Visa
V
$677B
$1.2M 0.15%
6,002
-1,497
-20% -$299K
LLY icon
77
Eli Lilly
LLY
$1.06T
$1.19M 0.15%
8,068
– –
LOW icon
78
Lowe's Companies
LOW
$125B
$1.19M 0.15%
7,199
-1,177
-14% -$181K
AGG icon
79
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.19M 0.15%
10,078
-1,205
-11% -$143K
BN icon
80
Brookfield
BN
$108B
$1.19M 0.15%
66,948
+187
+0.3% +$3.34K
META icon
81
Meta Platforms (Facebook)
META
$1.51T
$1.17M 0.15%
4,449
-540
-11% -$139K
IWM icon
82
iShares Russell 2000 ETF
IWM
$83B
$1.15M 0.15%
7,685
-11,658
-60% -$1.75M
VWOB icon
83
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$1.15M 0.15%
14,546
+3,081
+27% +$246K
HACK icon
84
Amplify Cybersecurity ETF
HACK
$2.9B
$1.15M 0.14%
24,612
+450
+2% +$21.2K
CVS icon
85
CVS Health
CVS
$122B
$1.14M 0.14%
19,445
-404
-2% -$25.1K
JMST icon
86
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$1.11M 0.14%
21,860
-1,985
-8% -$101K
APD icon
87
Air Products & Chemicals
APD
$67.6B
$1.11M 0.14%
3,716
– –
ARLP icon
88
Alliance Resource Partners
ARLP
$3.17B
$1.11M 0.14%
399,107
– –
GLD icon
89
SPDR Gold Trust
GLD
$141B
$1.1M 0.14%
6,219
-2,122
-25% -$381K
VOT icon
90
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$1.09M 0.14%
6,073
-455
-7% -$80.2K
OKE icon
91
Oneok
OKE
$54.5B
$1.08M 0.14%
41,700
+16,368
+65% +$456K
XOM icon
92
ExxonMobil
XOM
$634B
$1.07M 0.13%
31,078
-4,869
-14% -$199K
VBR icon
93
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$1.07M 0.13%
9,633
-1,480
-13% -$166K
EMGF icon
94
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
$1.05M 0.13%
23,891
+4,886
+26% +$214K
UNP icon
95
Union Pacific
UNP
$174B
$1.04M 0.13%
5,272
-217
-4% -$40.3K
IGSB icon
96
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.03M 0.13%
18,841
-161
-0.8% -$8.84K
PYPL icon
97
PayPal
PYPL
$50.5B
$1.03M 0.13%
5,211
-110
-2% -$20.7K
LMT icon
98
Lockheed Martin
LMT
$136B
$1.02M 0.13%
2,669
-704
-21% -$269K
EPD icon
99
Enterprise Products Partners
EPD
$81.7B
$1.01M 0.13%
64,116
-15,449
-19% -$271K
GOOG icon
100
Alphabet (Google) Class C
GOOG
$4.32T
$1.01M 0.13%
13,760
-820
-6% -$62.6K
2 3
4
5 6

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Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.