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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$828M
AUM Growth
+$18.5M
Cap. Flow
-$13.1M
Cap. Flow %
-1.58%
Top 10 Hldgs %
51.73%
Holding
200
New
8
Increased
59
Reduced
82
Closed
13

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$27.4M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$3.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.15M
4
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.12M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.55M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.5M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.25M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.16M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.08M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.95M

Sector Composition

Rank Sector Weight
1 Technology 2.42%
2 Healthcare 1.26%
3 Consumer Discretionary 1.03%
4 Energy 0.94%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWOB icon
51
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$2.27M 0.27%
29,255
+7,449
+34% +$578K
FNDF icon
52
Schwab Fundamental International Large Company Index ETF
FNDF
$25.3B
$2.1M 0.25%
64,614
+25,823
+67% +$852K
ARLP icon
53
Alliance Resource Partners
ARLP
$3.3B
$2.06M 0.25%
162,599
– –
SMMU icon
54
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$1.99M 0.24%
38,911
+887
+2% +$45.5K
LLY icon
55
Eli Lilly
LLY
$1.07T
$1.99M 0.24%
7,210
– –
MCD icon
56
McDonald's
MCD
$194B
$1.95M 0.23%
7,254
-1,074
-13% -$271K
CSCO icon
57
Cisco
CSCO
$479B
$1.91M 0.23%
30,162
+1,260
+4% +$72K
BOND icon
58
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$1.73M 0.21%
15,784
+706
+5% +$77.5K
QCOM icon
59
Qualcomm
QCOM
$168B
$1.66M 0.2%
9,071
– –
IXUS icon
60
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$1.63M 0.2%
22,902
– –
IWY icon
61
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$1.56M 0.19%
8,974
-185
-2% -$30.8K
STIP icon
62
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$1.55M 0.19%
14,617
+11,011
+305% +$1.17M
DIS icon
63
Walt Disney
DIS
$179B
$1.52M 0.18%
9,836
-20
-0.2% -$3.23K
JPM icon
64
JPMorgan Chase
JPM
$954B
$1.51M 0.18%
9,555
+100
+1% +$16.4K
VBR icon
65
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$1.5M 0.18%
8,395
-8
-0.1% -$1.42K
FNDE icon
66
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.76B
$1.4M 0.17%
45,011
+5,637
+14% +$180K
META icon
67
Meta Platforms (Facebook)
META
$1.51T
$1.35M 0.16%
4,001
+70
+2% +$23.2K
IEFA icon
68
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.32M 0.16%
17,714
+430
+2% +$32.3K
SCHR
69
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1.31M 0.16%
46,726
+29,116
+165% +$819K
SPHD icon
70
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.37B
$1.21M 0.15%
26,635
-5,041
-16% -$219K
DHR icon
71
Danaher
DHR
$139B
$1.19M 0.14%
4,095
+137
+3% +$37.7K
PFF icon
72
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.16M 0.14%
29,303
+4,545
+18% +$177K
VWO icon
73
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$1.15M 0.14%
23,323
-1,399
-6% -$70.5K
OGS icon
74
ONE Gas
OGS
$5.03B
$1.13M 0.14%
14,581
– –
XLY icon
75
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23B
$1.12M 0.14%
10,952
– –
1 2
3
4 5

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FFA
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TC
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NWM
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KCA
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SIS
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MWM
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Capital One Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Capital One Financial held 200 positions worth $828M, up 2.3% from $810M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Capital One Financial's Q4 2021 filing shows 8 new, 59 increased, 82 reduced and 13 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $37.5M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q4 2021 buy was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K.
  • Capital One Financial added most to iShares MSCI USA Quality Factor ETF in Q4 2021, an estimated $27.4M increase.
  • Capital One Financial's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $37.5M.
  • Capital One Financial fully exited ServiceNow in Q4 2021, selling an estimated $535K.
  • Capital One Financial's ten largest holdings make up 52% of its $828M portfolio in Q4 2021.
  • Capital One Financial opened 8 new positions and closed 13 in Q4 2021.
  • Capital One Financial's portfolio value rose 2.3% quarter-over-quarter to $828M.

Based on Capital One Financial's 13F filing for Q4 2021, filed 9 Feb 2022.