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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$810M
AUM Growth
-$14.2M
Cap. Flow
-$5.54M
Cap. Flow %
-0.68%
Top 10 Hldgs %
52.82%
Holding
197
New
6
Increased
49
Reduced
83
Closed
5

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$31.7M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$11.2M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$5.27M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.7M
5
BND icon
Vanguard Total Bond Market
BND
+$2.54M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$32.3M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$7.65M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.54M
4
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$5.29M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$3.89M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.17%
3 Consumer Discretionary 0.97%
4 Financials 0.96%
5 Energy 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARLP icon
51
Alliance Resource Partners
ARLP
$3.26B
$1.77M 0.22%
162,599
– –
VWOB icon
52
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$1.71M 0.21%
21,806
+3,020
+16% +$241K
BOND icon
53
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$1.67M 0.21%
15,078
-536
-3% -$59.8K
DIS icon
54
Walt Disney
DIS
$182B
$1.67M 0.21%
9,856
-679
-6% -$121K
LLY icon
55
Eli Lilly
LLY
$1.06T
$1.67M 0.21%
7,210
– –
IEF icon
56
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.63M 0.2%
14,175
+639
+5% +$74.7K
IXUS icon
57
iShares Core MSCI Total International Stock ETF
IXUS
$59.5B
$1.63M 0.2%
22,902
– –
CSCO icon
58
Cisco
CSCO
$477B
$1.57M 0.19%
28,902
+133
+0.5% +$7.46K
JPM icon
59
JPMorgan Chase
JPM
$947B
$1.55M 0.19%
9,455
– –
VBR icon
60
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
$1.42M 0.18%
8,403
-111
-1% -$19K
IWY icon
61
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$1.4M 0.17%
9,159
– –
SPHD icon
62
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.34M 0.17%
31,676
+20,733
+189% +$907K
META icon
63
Meta Platforms (Facebook)
META
$1.5T
$1.33M 0.16%
3,931
+373
+10% +$134K
IEFA icon
64
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.28M 0.16%
17,284
+461
+3% +$35.1K
FNDF icon
65
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
$1.27M 0.16%
38,791
+2,769
+8% +$91.8K
FNDE icon
66
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.77B
$1.27M 0.16%
39,374
+13,314
+51% +$424K
VWO icon
67
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$1.24M 0.15%
24,722
+6,679
+37% +$345K
MUNI icon
68
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$1.21M 0.15%
21,486
+177
+0.8% +$10.1K
QCOM icon
69
Qualcomm
QCOM
$168B
$1.17M 0.14%
9,071
-125
-1% -$17.7K
IGM icon
70
iShares Expanded Tech Sector ETF
IGM
$10.6B
$1.13M 0.14%
16,788
-162
-1% -$11.3K
EPD icon
71
Enterprise Products Partners
EPD
$82.4B
$1.08M 0.13%
49,902
– –
DHR icon
72
Danaher
DHR
$141B
$1.07M 0.13%
3,958
-98
-2% -$26.7K
AXP icon
73
American Express
AXP
$231B
$989K 0.12%
5,905
– –
XLY icon
74
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$983K 0.12%
10,952
-50
-0.5% -$4.54K
PFF icon
75
iShares Preferred and Income Securities ETF
PFF
$13.2B
$961K 0.12%
24,758
+2,508
+11% +$98.4K
1 2
3
4 5

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Capital One Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Capital One Financial held 197 positions worth $810M, down 1.7% from $824M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial's Q3 2021 filing shows 6 new, 49 increased, 83 reduced and 5 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K. The largest sale was iShares MSCI USA Value Factor ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2.1% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q3 2021, an estimated $31.7M increase.
  • Capital One Financial's biggest Q3 2021 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $32.3M.
  • Capital One Financial fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2021, selling an estimated $303K.
  • Capital One Financial's ten largest holdings make up 53% of its $810M portfolio in Q3 2021.
  • Capital One Financial opened 6 new positions and closed 5 in Q3 2021.
  • Capital One Financial's portfolio value fell 1.7% quarter-over-quarter to $810M.

Based on Capital One Financial's 13F filing for Q3 2021, filed 12 Nov 2021.