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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$20.6M
Cap. Flow
+$4.28M
Cap. Flow %
0.55%
Top 10 Hldgs %
54.58%
Holding
203
New
10
Increased
37
Reduced
115
Closed
14

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.5M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$7.95M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$6.79M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$4.12M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.86M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.68M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$6.12M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.96M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.31M

Sector Composition

Rank Sector Weight
1 Technology 1.99%
2 Healthcare 1.06%
3 Consumer Discretionary 0.95%
4 Energy 0.87%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
51
JPMorgan Chase
JPM
$947B
$1.46M 0.19%
9,570
-1,749
-15% -$252K
CSCO icon
52
Cisco
CSCO
$476B
$1.36M 0.18%
26,262
-4,701
-15% -$221K
LLY icon
53
Eli Lilly
LLY
$1.06T
$1.35M 0.17%
7,210
-283
-4% -$55.4K
VWOB icon
54
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$1.35M 0.17%
17,386
-2,802
-14% -$223K
IWY icon
55
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$1.29M 0.17%
9,563
-671
-7% -$89.9K
FNDF icon
56
Schwab Fundamental International Large Company Index ETF
FNDF
$25.2B
$1.27M 0.16%
39,627
-1,265
-3% -$39.5K
QCOM icon
57
Qualcomm
QCOM
$168B
$1.24M 0.16%
9,331
-24
-0.3% -$3.46K
IEFA icon
58
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.21M 0.16%
16,823
-7,631
-31% -$545K
SCHG icon
59
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$1.21M 0.16%
74,736
-27,256
-27% -$444K
IGM icon
60
iShares Expanded Tech Sector ETF
IGM
$10.6B
$1.21M 0.16%
20,100
-8,340
-29% -$499K
FLOT icon
61
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.15M 0.15%
22,646
-6,433
-22% -$327K
IEF icon
62
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$1.1M 0.14%
9,788
+8,009
+450% +$933K
EPD icon
63
Enterprise Products Partners
EPD
$82.3B
$1.1M 0.14%
49,902
-300
-0.6% -$6.6K
OGS icon
64
ONE Gas
OGS
$5B
$1.09M 0.14%
14,178
+4,654
+49% +$340K
FNDC icon
65
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
$1.05M 0.14%
28,060
-347
-1% -$12.7K
META icon
66
Meta Platforms (Facebook)
META
$1.5T
$1.04M 0.14%
3,549
-650
-15% -$175K
XLY icon
67
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$1M 0.13%
11,898
-792
-6% -$65.9K
VZ icon
68
Verizon
VZ
$195B
$994K 0.13%
17,087
-1,936
-10% -$109K
ARLP icon
69
Alliance Resource Partners
ARLP
$3.26B
$943K 0.12%
162,599
-236,508
-59% -$1.36M
IJS icon
70
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$936K 0.12%
9,291
-534
-5% -$50.6K
AMGN icon
71
Amgen
AMGN
$219B
$935K 0.12%
3,760
-523
-12% -$125K
PNQI icon
72
Invesco NASDAQ Internet ETF
PNQI
$541M
$926K 0.12%
20,075
-9,150
-31% -$437K
BMY icon
73
Bristol-Myers Squibb
BMY
$131B
$916K 0.12%
14,510
– –
SCHZ icon
74
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$914K 0.12%
33,868
-15,018
-31% -$412K
PFF icon
75
iShares Preferred and Income Securities ETF
PFF
$13.2B
$880K 0.11%
22,905
-3,876
-14% -$147K
1 2
3
4 5

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Capital One Financial's Q1 2021 Portfolio in Review

As of Q1 2021, Capital One Financial held 203 positions worth $771M, up 2.7% from $751M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capital One Financial's Q1 2021 filing shows 10 new, 37 increased, 115 reduced and 14 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $18.1M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q1 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M.
  • Capital One Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q1 2021, an estimated $11.5M increase.
  • Capital One Financial's biggest Q1 2021 reduction was Vanguard Total International Bond ETF, cutting an estimated $7.68M.
  • Capital One Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2021, selling an estimated $18.1M.
  • Capital One Financial's ten largest holdings make up 55% of its $771M portfolio in Q1 2021.
  • Capital One Financial opened 10 new positions and closed 14 in Q1 2021.
  • Capital One Financial's portfolio value rose 2.7% quarter-over-quarter to $771M.

Based on Capital One Financial's 13F filing for Q1 2021, filed 14 May 2021.