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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
Cap. Flow
-$96.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$20.4M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$19.2M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$12.8M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.73M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.31M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.2M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$8.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.56M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.24%
3 Consumer Discretionary 1.1%
4 Energy 0.87%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXUS icon
51
iShares Core MSCI Total International Stock ETF
IXUS
$59.9B
$1.54M 0.21%
22,902
-2,143
-9% -$135K
OKE icon
52
Oneok
OKE
$55.3B
$1.52M 0.2%
39,700
-2,000
-5% -$67.2K
FLOT icon
53
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.48M 0.2%
29,079
+1,718
+6% +$87.1K
JPM icon
54
JPMorgan Chase
JPM
$948B
$1.44M 0.19%
11,319
-3,076
-21% -$344K
QCOM icon
55
Qualcomm
QCOM
$172B
$1.43M 0.19%
9,355
-6,412
-41% -$893K
LQD icon
56
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$1.4M 0.19%
10,106
+5,077
+101% +$691K
CSCO icon
57
Cisco
CSCO
$473B
$1.39M 0.18%
30,963
-27,543
-47% -$1.13M
SCHZ icon
58
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.37M 0.18%
48,886
-39,260
-45% -$1.1M
IWY icon
59
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$1.36M 0.18%
10,234
-2,201
-18% -$278K
PNQI icon
60
Invesco NASDAQ Internet ETF
PNQI
$554M
$1.33M 0.18%
29,225
-34,525
-54% -$1.52M
LLY icon
61
Eli Lilly
LLY
$1.06T
$1.26M 0.17%
7,493
-575
-7% -$85.9K
GSY icon
62
Invesco Ultra Short Duration ETF
GSY
$3.9B
$1.25M 0.17%
24,687
-12,208
-33% -$617K
FNDF icon
63
Schwab Fundamental International Large Company Index ETF
FNDF
$25.4B
$1.2M 0.16%
40,892
+11,753
+40% +$318K
BOND icon
64
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$1.16M 0.15%
10,269
-403
-4% -$45.2K
META icon
65
Meta Platforms (Facebook)
META
$1.52T
$1.15M 0.15%
4,199
-250
-6% -$68.5K
PG icon
66
Procter & Gamble
PG
$338B
$1.15M 0.15%
8,240
-4,353
-35% -$608K
VZ icon
67
Verizon
VZ
$194B
$1.12M 0.15%
19,023
-9,731
-34% -$578K
JNJ icon
68
Johnson & Johnson
JNJ
$620B
$1.09M 0.15%
6,947
-7,440
-52% -$1.1M
VCSH icon
69
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.06M 0.14%
12,700
-9,143
-42% -$758K
DHR icon
70
Danaher
DHR
$142B
$1.03M 0.14%
5,255
-14,734
-74% -$2.95M
PFF icon
71
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.03M 0.14%
26,781
-10,473
-28% -$391K
XLY icon
72
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.3B
$1.02M 0.14%
12,690
-4,820
-28% -$372K
PEP icon
73
PepsiCo
PEP
$189B
$1.01M 0.13%
6,833
-7,399
-52% -$1.05M
VOT icon
74
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$999K 0.13%
4,710
-1,363
-22% -$268K
FNDC icon
75
Schwab Fundamental International Small Company Index ETF
FNDC
$3.15B
$988K 0.13%
28,407
-103,818
-79% -$3.35M
1 2
3
4 5

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Capital One Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.

  • Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
  • Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
  • Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
  • Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
  • Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
  • Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
  • Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.

Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.