We are live on ! Find out more
COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSY icon
51
Invesco Ultra Short Duration ETF
GSY
$3.9B
$1.86M 0.24%
36,895
-19,552
-35% -$988K
QCOM icon
52
Qualcomm
QCOM
$176B
$1.85M 0.23%
15,767
-1,043
-6% -$111K
DIS icon
53
Walt Disney
DIS
$181B
$1.83M 0.23%
14,775
-4,220
-22% -$527K
VCSH icon
54
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.81M 0.23%
21,843
-19,234
-47% -$1.59M
NVDA icon
55
NVIDIA
NVDA
$5.42T
$1.78M 0.22%
131,560
-3,960
-3% -$46.1K
PG icon
56
Procter & Gamble
PG
$339B
$1.75M 0.22%
12,593
-2,461
-16% -$327K
VZ icon
57
Verizon
VZ
$196B
$1.71M 0.22%
28,754
-6,822
-19% -$396K
SPLV icon
58
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$1.52M 0.19%
28,290
+5,887
+26% +$312K
IWY icon
59
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$1.51M 0.19%
12,435
-330
-3% -$38.9K
PTLC icon
60
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
$1.48M 0.19%
50,070
-133,942
-73% -$3.9M
IPAY icon
61
Amplify Mobile Payments ETF
IPAY
$182M
$1.47M 0.19%
26,938
+1,250
+5% +$66.8K
IXUS icon
62
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$1.46M 0.18%
25,045
-6,942
-22% -$404K
HON icon
63
Honeywell
HON
$78B
$1.46M 0.18%
9,398
-300
-3% -$44.6K
JD icon
64
JD.com
JD
$44.5B
$1.42M 0.18%
18,324
-10,850
-37% -$754K
FLOT icon
65
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.39M 0.18%
27,361
-30
-0.1% -$1.52K
JPM icon
66
JPMorgan Chase
JPM
$950B
$1.39M 0.18%
14,395
-3,668
-20% -$360K
COST icon
67
Costco
COST
$420B
$1.37M 0.17%
3,849
-526
-12% -$177K
PFF icon
68
iShares Preferred and Income Securities ETF
PFF
$13.3B
$1.36M 0.17%
37,254
-51,406
-58% -$1.85M
DGS icon
69
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$1.33M 0.17%
32,214
-86,889
-73% -$3.64M
AMGN icon
70
Amgen
AMGN
$222B
$1.3M 0.16%
5,136
-1,074
-17% -$266K
XLY icon
71
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$1.29M 0.16%
17,510
-19,416
-53% -$1.37M
VTV icon
72
Vanguard Morningstar Value ETF
VTV
$191B
$1.28M 0.16%
12,221
+1,250
+11% +$131K
IAGG icon
73
iShares Core International Aggregate Bond Fund
IAGG
$11B
$1.27M 0.16%
22,786
+2,171
+11% +$121K
BMY icon
74
Bristol-Myers Squibb
BMY
$132B
$1.26M 0.16%
20,970
-547
-3% -$32.9K
BOND icon
75
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$1.2M 0.15%
10,672
-4,768
-31% -$536K
1 2
3
4 5

Similar funds

HPCM
High Pointe Capital Management Chicago, Illinois $139M AUM 24.99% 1-Year Est. Return
FFA
Freedman Financial Associates Peabody, Massachusetts $145M AUM 6.97% 1-Year Est. Return
TC
Tatro Capital Lexington, Kentucky $134M AUM 3.29% 1-Year Est. Return
NWM
Nauset Wealth Management Westport, Connecticut $126M AUM
KCA
Karn Couzens & Associates Farmington, Connecticut $157M AUM 11.36% 1-Year Est. Return
SIS
SVB Investment Services Salt Lake City, Utah $161M AUM 4.97% 1-Year Est. Return
MWM
Midwest Wealth Management Indianapolis, Indiana $165M AUM 19.98% 1-Year Est. Return
RCM
RVB Capital Management Great Neck, New York $117M AUM 17.05% 1-Year Est. Return

Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.