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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$828M
AUM Growth
+$18.5M
Cap. Flow
-$13.1M
Cap. Flow %
-1.58%
Top 10 Hldgs %
51.73%
Holding
200
New
8
Increased
59
Reduced
82
Closed
13

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$27.4M
2
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$3.56M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.15M
4
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.12M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.55M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$37.5M
2
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$4.25M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.16M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.08M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.95M

Sector Composition

Rank Sector Weight
1 Technology 2.42%
2 Healthcare 1.26%
3 Consumer Discretionary 1.03%
4 Energy 0.94%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDA icon
26
Schwab Fundamental US Small Company Index ETF
FNDA
$9.37B
$7.33M 0.88%
263,474
-29,838
-10% -$822K
INTF icon
27
iShares International Equity Factor ETF
INTF
$3.69B
$7.16M 0.87%
248,538
-2,790
-1% -$81.6K
SPLV icon
28
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$7.11M 0.86%
103,550
-30,359
-23% -$1.95M
AGG icon
29
iShares Core US Aggregate Bond ETF
AGG
$138B
$7.08M 0.86%
62,076
+14,962
+32% +$1.71M
DFAC icon
30
Dimensional US Core Equity 2 ETF
DFAC
$49.3B
$6.9M 0.83%
238,206
-12,348
-5% -$348K
MSFT icon
31
Microsoft
MSFT
$3.63T
$6.02M 0.73%
17,910
-1,588
-8% -$515K
LQD icon
32
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$5.32M 0.64%
40,115
+8,641
+27% +$1.15M
XLV icon
33
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$4.99M 0.6%
35,406
-84
-0.2% -$11.2K
SHM icon
34
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$4.61M 0.56%
93,709
-86,266
-48% -$4.25M
EMGF icon
35
iShares Emerging Markets Equity Factor ETF
EMGF
$1.88B
$4.53M 0.55%
88,541
+13,201
+18% +$679K
ACWX icon
36
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$3.88M 0.47%
69,847
+3,143
+5% +$177K
VTV icon
37
Vanguard Morningstar Value ETF
VTV
$191B
$3.87M 0.47%
26,333
-3,616
-12% -$516K
XSLV icon
38
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$3.69M 0.45%
70,740
-1,475
-2% -$73.9K
VIG icon
39
Vanguard Dividend Appreciation ETF
VIG
$114B
$3.3M 0.4%
19,205
+2,633
+16% +$434K
MUNI icon
40
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$3.28M 0.4%
58,367
+36,881
+172% +$2.07M
SPDW icon
41
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.3B
$3.08M 0.37%
84,547
+1,537
+2% +$56.5K
XLK icon
42
State Street Technology Select Sector SPDR ETF
XLK
$123B
$2.95M 0.36%
33,894
-1,962
-5% -$162K
IEMG icon
43
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$2.92M 0.35%
48,726
+926
+2% +$57.1K
IEF icon
44
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$2.77M 0.33%
24,092
+9,917
+70% +$1.14M
OKE icon
45
Oneok
OKE
$54.7B
$2.75M 0.33%
46,714
– –
HD icon
46
Home Depot
HD
$351B
$2.66M 0.32%
6,401
-57
-0.9% -$21.7K
IGIB icon
47
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.58M 0.31%
43,510
+13,649
+46% +$812K
MUB icon
48
iShares National Muni Bond ETF
MUB
$45.4B
$2.5M 0.3%
21,505
+469
+2% +$54.5K
SPIP icon
49
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$2.41M 0.29%
76,598
+3,890
+5% +$122K
AMZN icon
50
Amazon
AMZN
$2.94T
$2.4M 0.29%
14,400
-780
-5% -$133K
1
2
3 4 5

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Capital One Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Capital One Financial held 200 positions worth $828M, up 2.3% from $810M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Capital One Financial's Q4 2021 filing shows 8 new, 59 increased, 82 reduced and 13 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $37.5M.

By sector, the portfolio is most concentrated in Technology at 2.4% of assets, up from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q4 2021 buy was State Street SPDR Bloomberg Short Term International Treasury Bond ETF: 24,202 shares worth $735K.
  • Capital One Financial added most to iShares MSCI USA Quality Factor ETF in Q4 2021, an estimated $27.4M increase.
  • Capital One Financial's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $37.5M.
  • Capital One Financial fully exited ServiceNow in Q4 2021, selling an estimated $535K.
  • Capital One Financial's ten largest holdings make up 52% of its $828M portfolio in Q4 2021.
  • Capital One Financial opened 8 new positions and closed 13 in Q4 2021.
  • Capital One Financial's portfolio value rose 2.3% quarter-over-quarter to $828M.

Based on Capital One Financial's 13F filing for Q4 2021, filed 9 Feb 2022.