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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$810M
AUM Growth
-$14.2M
Cap. Flow
-$5.54M
Cap. Flow %
-0.68%
Top 10 Hldgs %
52.82%
Holding
197
New
6
Increased
49
Reduced
83
Closed
5

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$31.7M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$11.2M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$5.27M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.7M
5
BND icon
Vanguard Total Bond Market
BND
+$2.54M

Top Sells

Rank Stock Value
1
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$32.3M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$7.65M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.54M
4
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$5.29M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$3.89M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.17%
3 Consumer Discretionary 0.97%
4 Financials 0.96%
5 Energy 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSLC icon
26
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.4B
$6.69M 0.83%
77,777
-927
-1% -$82.3K
DFAC icon
27
Dimensional US Core Equity 2 ETF
DFAC
$49.2B
$6.66M 0.82%
250,554
-5,175
-2% -$141K
AAPL icon
28
Apple
AAPL
$4.54T
$6.34M 0.78%
44,833
-1,969
-4% -$290K
MSFT icon
29
Microsoft
MSFT
$3.62T
$5.5M 0.68%
19,498
-288
-1% -$83.8K
IAGG icon
30
iShares Core International Aggregate Bond Fund
IAGG
$11B
$5.5M 0.68%
99,867
-811
-0.8% -$45.1K
AGG icon
31
iShares Core US Aggregate Bond ETF
AGG
$138B
$5.41M 0.67%
47,114
-541
-1% -$62.7K
SPHQ icon
32
Invesco S&P 500 Quality ETF
SPHQ
$19.9B
$5.38M 0.66%
110,749
+1,141
+1% +$57K
XLV icon
33
State Street Health Care Select Sector SPDR ETF
XLV
$42.3B
$4.52M 0.56%
35,490
-367
-1% -$48.5K
LQD icon
34
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$4.19M 0.52%
31,474
-12,467
-28% -$1.68M
VTV icon
35
Vanguard Morningstar Value ETF
VTV
$191B
$4.05M 0.5%
29,949
-14,561
-33% -$2.03M
EMGF icon
36
iShares Emerging Markets Equity Factor ETF
EMGF
$1.87B
$3.89M 0.48%
75,340
+16,802
+29% +$885K
ACWX icon
37
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$3.7M 0.46%
66,704
-501
-0.7% -$28.5K
XSLV icon
38
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$3.4M 0.42%
72,215
-1,751
-2% -$83K
SPDW icon
39
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.3B
$3.01M 0.37%
83,010
+23,005
+38% +$854K
IEMG icon
40
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$2.95M 0.36%
47,800
+475
+1% +$30.2K
OKE icon
41
Oneok
OKE
$55B
$2.71M 0.33%
46,714
– –
XLK icon
42
State Street Technology Select Sector SPDR ETF
XLK
$122B
$2.68M 0.33%
35,856
-3,664
-9% -$283K
VIG icon
43
Vanguard Dividend Appreciation ETF
VIG
$114B
$2.55M 0.31%
16,572
-1,791
-10% -$285K
AMZN icon
44
Amazon
AMZN
$2.94T
$2.49M 0.31%
15,180
-360
-2% -$62.1K
MUB icon
45
iShares National Muni Bond ETF
MUB
$45.4B
$2.44M 0.3%
21,036
+566
+3% +$66.4K
SPIP icon
46
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$2.26M 0.28%
72,708
+12,724
+21% +$400K
HD icon
47
Home Depot
HD
$352B
$2.12M 0.26%
6,458
-169
-3% -$55.5K
MCD icon
48
McDonald's
MCD
$195B
$2.01M 0.25%
8,328
-11
-0.1% -$2.63K
SMMU icon
49
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$1.95M 0.24%
38,024
+17,573
+86% +$904K
IGIB icon
50
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$1.79M 0.22%
29,861
-14,222
-32% -$864K
1
2
3 4 5

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Capital One Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Capital One Financial held 197 positions worth $810M, down 1.7% from $824M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial's Q3 2021 filing shows 6 new, 49 increased, 83 reduced and 5 closed positions. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K. The largest sale was iShares MSCI USA Value Factor ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 2.1% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 18,678 shares worth $483K.
  • Capital One Financial added most to iShares MSCI USA Min Vol Factor ETF in Q3 2021, an estimated $31.7M increase.
  • Capital One Financial's biggest Q3 2021 reduction was iShares MSCI USA Value Factor ETF, cutting an estimated $32.3M.
  • Capital One Financial fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2021, selling an estimated $303K.
  • Capital One Financial's ten largest holdings make up 53% of its $810M portfolio in Q3 2021.
  • Capital One Financial opened 6 new positions and closed 5 in Q3 2021.
  • Capital One Financial's portfolio value fell 1.7% quarter-over-quarter to $810M.

Based on Capital One Financial's 13F filing for Q3 2021, filed 12 Nov 2021.