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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$771M
AUM Growth
+$20.6M
Cap. Flow
+$4.28M
Cap. Flow %
0.55%
Top 10 Hldgs %
54.58%
Holding
203
New
10
Increased
37
Reduced
115
Closed
14

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$11.5M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$7.95M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$6.79M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$4.12M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$3.86M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.1M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.68M
3
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$6.12M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.96M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.31M

Sector Composition

Rank Sector Weight
1 Technology 1.99%
2 Healthcare 1.06%
3 Consumer Discretionary 0.95%
4 Energy 0.87%
5 Financials 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
26
Vanguard Morningstar Value ETF
VTV
$191B
$5.43M 0.7%
41,332
+7,272
+21% +$912K
AAPL icon
27
Apple
AAPL
$4.55T
$5.42M 0.7%
44,353
-2,923
-6% -$375K
AGG icon
28
iShares Core US Aggregate Bond ETF
AGG
$137B
$5.19M 0.67%
45,625
+21,817
+92% +$2.53M
SPHQ icon
29
Invesco S&P 500 Quality ETF
SPHQ
$19.8B
$5.04M 0.65%
113,713
-146
-0.1% -$6.3K
MSFT icon
30
Microsoft
MSFT
$3.69T
$4.66M 0.6%
19,744
-1,332
-6% -$309K
XLV icon
31
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$4.63M 0.6%
39,686
-1,034
-3% -$119K
LQD icon
32
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$4.42M 0.57%
34,024
+23,918
+237% +$3.18M
SPLV icon
33
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$4.39M 0.57%
75,575
+4,637
+7% +$261K
XLK icon
34
State Street Technology Select Sector SPDR ETF
XLK
$123B
$3.67M 0.48%
55,216
-4,250
-7% -$281K
IAGG icon
35
iShares Core International Aggregate Bond Fund
IAGG
$11B
$3.6M 0.47%
65,713
+35,683
+119% +$1.98M
XSLV icon
36
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
$3.51M 0.46%
76,578
+1,236
+2% +$54.9K
VIG icon
37
Vanguard Dividend Appreciation ETF
VIG
$114B
$3.08M 0.4%
20,971
-6,911
-25% -$983K
EMGF icon
38
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
$3.06M 0.4%
58,870
+2,933
+5% +$153K
IEMG icon
39
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$3.05M 0.39%
47,325
-3,597
-7% -$237K
MUB icon
40
iShares National Muni Bond ETF
MUB
$45.3B
$2.57M 0.33%
22,177
– –
OKE icon
41
Oneok
OKE
$54.8B
$2.47M 0.32%
48,714
+9,014
+23% +$410K
SPDW icon
42
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.2B
$2.2M 0.29%
+62,242
New +$2.18M
AMZN icon
43
Amazon
AMZN
$2.93T
$2.07M 0.27%
13,380
-3,040
-19% -$482K
HD icon
44
Home Depot
HD
$348B
$1.97M 0.26%
6,451
-270
-4% -$74.4K
MCD icon
45
McDonald's
MCD
$196B
$1.9M 0.25%
8,457
-1,198
-12% -$256K
DIS icon
46
Walt Disney
DIS
$181B
$1.87M 0.24%
10,130
-442
-4% -$81.5K
IGIB icon
47
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$1.85M 0.24%
31,198
+26,913
+628% +$1.63M
VBR icon
48
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.8B
$1.75M 0.23%
10,590
-393
-4% -$61.9K
BOND icon
49
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$1.74M 0.23%
15,914
+5,645
+55% +$628K
IXUS icon
50
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$1.61M 0.21%
22,902
– –
1
2
3 4 5

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Capital One Financial's Q1 2021 Portfolio in Review

As of Q1 2021, Capital One Financial held 203 positions worth $771M, up 2.7% from $751M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Capital One Financial's Q1 2021 filing shows 10 new, 37 increased, 115 reduced and 14 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $18.1M.

By sector, the portfolio is most concentrated in Technology at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q1 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 62,242 shares worth $2.2M.
  • Capital One Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q1 2021, an estimated $11.5M increase.
  • Capital One Financial's biggest Q1 2021 reduction was Vanguard Total International Bond ETF, cutting an estimated $7.68M.
  • Capital One Financial fully exited iShares 1-3 Year Treasury Bond ETF in Q1 2021, selling an estimated $18.1M.
  • Capital One Financial's ten largest holdings make up 55% of its $771M portfolio in Q1 2021.
  • Capital One Financial opened 10 new positions and closed 14 in Q1 2021.
  • Capital One Financial's portfolio value rose 2.7% quarter-over-quarter to $771M.

Based on Capital One Financial's 13F filing for Q1 2021, filed 14 May 2021.