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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
Cap. Flow
-$96.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$20.4M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$19.2M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$12.8M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.73M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.31M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.2M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$8.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.56M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.24%
3 Consumer Discretionary 1.1%
4 Energy 0.87%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSLC icon
26
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.4B
$5.72M 0.76%
75,568
+40,897
+118% +$2.94M
IVV icon
27
iShares Core S&P 500 ETF
IVV
$897B
$4.96M 0.66%
13,211
-2,408
-15% -$857K
SPHQ icon
28
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$4.79M 0.64%
113,859
+65,332
+135% +$2.62M
MSFT icon
29
Microsoft
MSFT
$3.71T
$4.69M 0.62%
21,076
-7,301
-26% -$1.57M
XLV icon
30
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$4.62M 0.62%
40,720
-8,463
-17% -$924K
VTV icon
31
Vanguard Morningstar Value ETF
VTV
$191B
$4.05M 0.54%
34,060
+21,839
+179% +$2.46M
SPLV icon
32
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$3.99M 0.53%
70,938
+42,648
+151% +$2.34M
VIG icon
33
Vanguard Dividend Appreciation ETF
VIG
$114B
$3.94M 0.52%
27,882
-3,865
-12% -$524K
XLK icon
34
State Street Technology Select Sector SPDR ETF
XLK
$122B
$3.87M 0.51%
59,466
-11,048
-16% -$673K
IEMG icon
35
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$3.16M 0.42%
50,922
-34,856
-41% -$2.01M
XSLV icon
36
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$3.07M 0.41%
75,342
-34,695
-32% -$1.29M
AGG icon
37
iShares Core US Aggregate Bond ETF
AGG
$137B
$2.81M 0.37%
23,808
+13,730
+136% +$1.62M
EMGF icon
38
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
$2.75M 0.37%
55,937
+32,046
+134% +$1.48M
AMZN icon
39
Amazon
AMZN
$2.94T
$2.67M 0.36%
16,420
-17,880
-52% -$2.85M
MUB icon
40
iShares National Muni Bond ETF
MUB
$45.3B
$2.6M 0.35%
22,177
-11,591
-34% -$1.35M
MCD icon
41
McDonald's
MCD
$196B
$2.07M 0.28%
9,655
-2,946
-23% -$641K
DIS icon
42
Walt Disney
DIS
$182B
$1.92M 0.26%
10,572
-4,203
-28% -$603K
ARLP icon
43
Alliance Resource Partners
ARLP
$3.26B
$1.79M 0.24%
399,107
– –
HD icon
44
Home Depot
HD
$349B
$1.78M 0.24%
6,721
-2,053
-23% -$564K
IEFA icon
45
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.69M 0.23%
24,454
-65,011
-73% -$4.2M
IAGG icon
46
iShares Core International Aggregate Bond Fund
IAGG
$11B
$1.69M 0.22%
30,030
+7,244
+32% +$405K
VWOB icon
47
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$1.66M 0.22%
20,188
+5,642
+39% +$454K
IGM icon
48
iShares Expanded Tech Sector ETF
IGM
$10.6B
$1.66M 0.22%
28,440
-39,948
-58% -$2.19M
SCHG icon
49
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$1.64M 0.22%
101,992
-46,128
-31% -$700K
VBR icon
50
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
$1.56M 0.21%
10,983
+1,350
+14% +$174K
1
2
3 4 5

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Capital One Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.

  • Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
  • Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
  • Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
  • Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
  • Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
  • Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
  • Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.

Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.