We are live on ! Find out more
COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTEB icon
26
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$4.62M 0.58%
84,903
+37,050
+77% +$2.02M
IEMG icon
27
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$4.53M 0.57%
85,778
-117,015
-58% -$6.13M
XLK icon
28
State Street Technology Select Sector SPDR ETF
XLK
$122B
$4.11M 0.52%
70,514
-52,328
-43% -$2.96M
VIG icon
29
Vanguard Dividend Appreciation ETF
VIG
$114B
$4.08M 0.52%
31,747
-9,796
-24% -$1.23M
HDV
30
iShares Core High Dividend ETF
HDV
$14.8B
$4.03M 0.51%
250,245
-107,715
-30% -$1.79M
SHM icon
31
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$3.96M 0.5%
79,365
+21,562
+37% +$1.08M
FNDC icon
32
Schwab Fundamental International Small Company Index ETF
FNDC
$3.12B
$3.95M 0.5%
132,225
-419,486
-76% -$12.3M
MUB icon
33
iShares National Muni Bond ETF
MUB
$45.3B
$3.92M 0.49%
33,768
-5,183
-13% -$602K
DHR icon
34
Danaher
DHR
$141B
$3.82M 0.48%
19,989
-114
-0.6% -$20.3K
XSLV icon
35
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$3.65M 0.46%
110,037
-54,329
-33% -$1.87M
IGM icon
36
iShares Expanded Tech Sector ETF
IGM
$10.6B
$3.52M 0.45%
68,388
+1,800
+3% +$90.8K
FTSM icon
37
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$3.44M 0.43%
57,334
-16,533
-22% -$993K
TMO icon
38
Thermo Fisher Scientific
TMO
$214B
$3.15M 0.4%
7,131
-15
-0.2% -$6.2K
INTF icon
39
iShares International Equity Factor ETF
INTF
$3.68B
$3.08M 0.39%
126,627
+30,889
+32% +$752K
MCD icon
40
McDonald's
MCD
$196B
$2.77M 0.35%
12,601
-884
-7% -$181K
PNQI icon
41
Invesco NASDAQ Internet ETF
PNQI
$541M
$2.63M 0.33%
63,750
+750
+1% +$29.6K
SCHZ icon
42
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$2.47M 0.31%
88,146
-82,530
-48% -$2.33M
HD icon
43
Home Depot
HD
$349B
$2.44M 0.31%
8,774
-704
-7% -$191K
GSLC icon
44
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.4B
$2.36M 0.3%
34,671
+10,789
+45% +$724K
CSCO icon
45
Cisco
CSCO
$476B
$2.31M 0.29%
58,506
-1,809
-3% -$78.8K
JNJ icon
46
Johnson & Johnson
JNJ
$619B
$2.14M 0.27%
14,387
-3,772
-21% -$558K
SCHG icon
47
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$2.13M 0.27%
148,120
-143,672
-49% -$2M
PEP icon
48
PepsiCo
PEP
$189B
$1.97M 0.25%
14,232
-961
-6% -$131K
VEA icon
49
Vanguard FTSE Developed Markets ETF
VEA
$234B
$1.97M 0.25%
48,140
-44,632
-48% -$1.83M
SPHQ icon
50
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$1.88M 0.24%
48,527
+7,866
+19% +$297K
1
2
3 4 5

Similar funds

HPCM
High Pointe Capital Management Chicago, Illinois $139M AUM 24.99% 1-Year Est. Return
FFA
Freedman Financial Associates Peabody, Massachusetts $145M AUM 6.97% 1-Year Est. Return
TC
Tatro Capital Lexington, Kentucky $134M AUM 3.29% 1-Year Est. Return
NWM
Nauset Wealth Management Westport, Connecticut $126M AUM
KCA
Karn Couzens & Associates Farmington, Connecticut $157M AUM 11.36% 1-Year Est. Return
SIS
SVB Investment Services Salt Lake City, Utah $161M AUM 4.97% 1-Year Est. Return
MWM
Midwest Wealth Management Indianapolis, Indiana $165M AUM 19.98% 1-Year Est. Return
RCM
RVB Capital Management Great Neck, New York $117M AUM 17.05% 1-Year Est. Return

Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.