We are live on
!
Find out more
COF
Capital One Financial Portfolio holdings
AUM
$141M
1-Year Est. Return
2.36%
This Fund
S&P 500
This Quarter
Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
(-5.1%)
Cap. Flow
-$96.1M
Cap. Flow
% of AUM
-12.8%
Top 10 Holdings %
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$20.4M |
| 2 |
iShares MSCI USA Value Factor ETF
VLUE
|
+$19.2M |
| 3 |
iShares TIPS Bond ETF
TIP
|
+$12.8M |
| 4 |
Vanguard Tax-Exempt Bond Index Fund
VTEB
|
+$7.73M |
| 5 |
iShares US Treasury Bond ETF
GOVT
|
+$7.31M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$20.5M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$12.4M |
| 3 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$10.2M |
| 4 |
Vanguard Intermediate-Term Treasury ETF
VGIT
|
+$8.5M |
| 5 |
Vanguard Total International Bond ETF
BNDX
|
+$7.56M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 2.19% |
| 2 | Healthcare | 1.24% |
| 3 | Consumer Discretionary | 1.1% |
| 4 | Energy | 0.87% |
| 5 | Financials | 0.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| – | – |
-5,103
| Closed | -$327K |
|
252
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
| – | – |
-7,546
| Closed | -$266K |
|
|
IBDP
253
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
| – | – |
-16,317
| Closed | -$432K |
|
|
IBDO
254
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
| – | – |
-12,350
| Closed | -$324K |
|
|
IBDD
255
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
| – | – |
-10,789
| Closed | -$295K |
|
|
FNI
256
DELISTED
First Trust Chindia ETF
FNI
| – | – |
-15,479
| Closed | -$737K |
|
|
RDS.B
257
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| – | – |
-13,520
| Closed | -$327K |
|
|
BSJL
258
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
| – | – |
-16,000
| Closed | -$367K |
|
|
IBDL
259
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
| – | – |
-17,385
| Closed | -$439K |
|
|
MINC
260
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
| – | – |
-4,567
| Closed | -$222K |
|
Similar funds
HPCM
FFA
TC
NWM
KCA
SIS
MWM
RCM
Capital One Financial's Q4 2020 Portfolio in Review
As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.
Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.
By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.
- Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
- Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
- Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
- Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
- Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
- Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
- Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.
Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.