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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
251
Citigroup
C
$226B
– –
-3,960
Closed -$202K
CWI icon
252
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
– –
-12,722
Closed -$288K
DLR icon
253
Digital Realty Trust
DLR
$71.7B
– –
-1,436
Closed -$204K
DLS icon
254
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
– –
-26,449
Closed -$1.47M
EEMS icon
255
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$373M
– –
-8,850
Closed -$346K
EWX icon
256
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
– –
-8,810
Closed -$360K
FDN icon
257
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
– –
-1,267
Closed -$216K
FLTB icon
258
Fidelity Limited Term Bond ETF
FLTB
$415M
– –
-4,483
Closed -$235K
FPE icon
259
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-21,856
Closed -$403K
FTSL icon
260
First Trust Senior Loan Fund ETF
FTSL
$2.33B
– –
-4,636
Closed -$209K
FXU icon
261
First Trust Utilities AlphaDEX Fund
FXU
$825M
– –
-13,157
Closed -$339K
IGIB icon
262
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
– –
-5,824
Closed -$352K
ITOT icon
263
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
– –
-4,844
Closed -$336K
MBB icon
264
iShares MBS ETF
MBB
$39.1B
– –
-3,148
Closed -$348K
MO icon
265
Altria Group
MO
$114B
– –
-9,906
Closed -$389K
NEAR icon
266
iShares Short Maturity Bond ETF
NEAR
$4.85B
– –
-6,720
Closed -$336K
PDN icon
267
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$366M
– –
-33,501
Closed -$919K
PRF icon
268
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
– –
-10,215
Closed -$221K
PTMC icon
269
Pacer Trendpilot US Mid Cap ETF
PTMC
$405M
– –
-10,959
Closed -$300K
PZA icon
270
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
– –
-11,657
Closed -$310K
RZG icon
271
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$141M
– –
-15,681
Closed -$524K
SCHD icon
272
Schwab US Dividend Equity ETF
SCHD
$105B
– –
-13,911
Closed -$240K
SCHE icon
273
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
– –
-8,449
Closed -$206K
SCHF icon
274
Schwab International Equity ETF
SCHF
$68.7B
– –
-20,016
Closed -$298K
SCZ icon
275
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
– –
-9,132
Closed -$490K
8 9 10
11
12

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Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.