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COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+8.13%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$751M
AUM Growth
-$40.6M
Cap. Flow
-$96.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
52.84%
Holding
260
New
11
Increased
29
Reduced
139
Closed
67

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$20.4M
2
VLUE icon
iShares MSCI USA Value Factor ETF
VLUE
+$19.2M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$12.8M
4
VTEB icon
Vanguard Tax-Exempt Bond Index Fund
VTEB
+$7.73M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.31M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.5M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$12.4M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$10.2M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$8.5M
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$7.56M

Sector Composition

Rank Sector Weight
1 Technology 2.19%
2 Healthcare 1.24%
3 Consumer Discretionary 1.1%
4 Energy 0.87%
5 Financials 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
226
Microchip Technology
MCHP
$46B
– –
-9,916
Closed -$509K
MDLZ icon
227
Mondelez International
MDLZ
$79.9B
– –
-5,869
Closed -$337K
MKL icon
228
Markel Group
MKL
$23.2B
– –
-275
Closed -$268K
MRK icon
229
Merck
MRK
$318B
– –
-5,547
Closed -$439K
MRVL icon
230
Marvell Technology
MRVL
$196B
– –
-9,300
Closed -$369K
NFLX icon
231
Netflix
NFLX
$309B
– –
-4,820
Closed -$241K
NVO
232
Novo Nordisk
NVO
$209B
– –
-8,010
Closed -$278K
NVS icon
233
Novartis
NVS
$297B
– –
-6,316
Closed -$549K
ORCL icon
234
Oracle
ORCL
$423B
– –
-5,754
Closed -$344K
RGLD icon
235
Royal Gold
RGLD
$19.5B
– –
-2,100
Closed -$252K
SCHX icon
236
Schwab US Large- Cap ETF
SCHX
$74.5B
– –
-374,832
Closed -$5.04M
SYK icon
237
Stryker
SYK
$130B
– –
-1,092
Closed -$228K
TJX icon
238
TJX Companies
TJX
$178B
– –
-4,900
Closed -$273K
TLT icon
239
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
– –
-2,752
Closed -$449K
TSM icon
240
TSMC
TSM
$2.18T
– –
-4,291
Closed -$348K
TSN icon
241
Tyson Foods
TSN
$20.4B
– –
-3,769
Closed -$224K
UPWK icon
242
Upwork
UPWK
$1.19B
– –
-27,236
Closed -$475K
VBK icon
243
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
– –
-1,604
Closed -$345K
VCLT icon
244
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
– –
-4,161
Closed -$445K
VCV icon
245
Invesco California Value Municipal Income Trust
VCV
$522M
– –
-20,658
Closed -$258K
VEA icon
246
Vanguard FTSE Developed Markets ETF
VEA
$236B
– –
-48,140
Closed -$1.97M
VUG icon
247
Vanguard Morningstar Growth ETF
VUG
$231B
– –
-17,190
Closed -$652K
VWO icon
248
Vanguard FTSE Emerging Markets ETF
VWO
$124B
– –
-19,683
Closed -$851K
XLF icon
249
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
– –
-14,447
Closed -$348K
XLI icon
250
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
– –
-2,652
Closed -$204K
7 8 9
10
11

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HPCM
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FFA
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TC
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NWM
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KCA
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SIS
SVB Investment Services Salt Lake City, Utah $161M AUM 4.97% 1-Year Est. Return
MWM
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RCM
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Capital One Financial's Q4 2020 Portfolio in Review

As of Q4 2020, Capital One Financial held 260 positions worth $751M, down 5.1% from $791M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Capital One Financial withdrew a net $96.1M in Q4 2020, closing 67 positions and reducing 139 holdings. Its most notable exit was Schwab US Large- Cap ETF, an estimated $5.04M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Capital One Financial opened a new position in iShares Broad USD Investment Grade Corporate Bond ETF worth $20.6M.

  • Capital One Financial's largest Q4 2020 buy was iShares Broad USD Investment Grade Corporate Bond ETF: 332,973 shares worth $20.6M.
  • Capital One Financial added most to iShares MSCI USA Value Factor ETF in Q4 2020, an estimated $19.2M increase.
  • Capital One Financial's biggest Q4 2020 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $20.5M.
  • Capital One Financial fully exited Schwab US Large- Cap ETF in Q4 2020, selling an estimated $5.04M.
  • Capital One Financial's ten largest holdings make up 53% of its $751M portfolio in Q4 2020.
  • Capital One Financial opened 11 new positions and closed 67 in Q4 2020.
  • Capital One Financial's portfolio value fell 5.1% quarter-over-quarter to $751M.

Based on Capital One Financial's 13F filing for Q4 2020, filed 11 Feb 2021.