We are live on ! Find out more
COF

Capital One Financial Portfolio holdings

AUM $141M
1-Year Est. Return 2.36%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+2.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$52.9M
Cap. Flow
+$16.5M
Cap. Flow %
2.08%
Top 10 Hldgs %
51.29%
Holding
282
New
2
Increased
37
Reduced
175
Closed
33

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$35.9M
2
GSIE icon
Goldman Sachs ActiveBeta International Equity ETF
GSIE
+$18.6M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$15.6M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$13.9M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$10.7M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13M
2
FNDC icon
Schwab Fundamental International Small Company Index ETF
FNDC
+$12.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$6.52M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 3.2%
2 Healthcare 2.36%
3 Consumer Discretionary 2.04%
4 Financials 1.43%
5 Communication Services 1.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
226
3M
MMM
$94.3B
$253K 0.03%
1,892
-175
-8% -$23.5K
RGLD icon
227
Royal Gold
RGLD
$19.5B
$252K 0.03%
2,100
– –
VTI icon
228
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$249K 0.03%
1,460
– –
NFLX icon
229
Netflix
NFLX
$309B
$241K 0.03%
4,820
-930
-16% -$46.3K
SGEN
230
DELISTED
Seagen Inc. Common Stock
SGEN
$240K 0.03%
1,225
-550
-31% -$92.1K
BA icon
231
Boeing
BA
$185B
$233K 0.03%
1,412
-2,322
-62% -$396K
CEF icon
232
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$231K 0.03%
12,600
-5,000
-28% -$96K
SYK icon
233
Stryker
SYK
$130B
$228K 0.03%
1,092
-184
-14% -$35.8K
TSN icon
234
Tyson Foods
TSN
$20.4B
$224K 0.03%
3,769
-811
-18% -$50K
MINC
235
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$222K 0.03%
4,567
-1,617
-26% -$78.5K
ET icon
236
Energy Transfer Partners
ET
$69.3B
$217K 0.03%
39,994
-41,718
-51% -$265K
DES icon
237
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$215K 0.03%
10,208
-24,812
-71% -$540K
IWF icon
238
iShares Russell 1000 Growth ETF
IWF
$128B
$213K 0.03%
+3,936
New +$207K
IBMM
239
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$213K 0.03%
7,866
– –
IBMQ icon
240
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$211K 0.03%
7,715
– –
IBML
241
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
$211K 0.03%
8,028
– –
CME icon
242
CME Group
CME
$94.8B
$210K 0.03%
1,257
-1,464
-54% -$247K
IBMK
243
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$209K 0.03%
7,902
-1,531
-16% -$40.6K
IBMJ
244
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$207K 0.03%
7,999
-2,594
-24% -$67.2K
XLI icon
245
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$204K 0.03%
2,652
-6,869
-72% -$514K
CVNA icon
246
Carvana
CVNA
$77.9B
$201K 0.03%
+4,500
New +$160K
DNP icon
247
DNP Select Income Fund
DNP
$4.09B
$138K 0.02%
13,713
– –
KMI icon
248
Kinder Morgan
KMI
$68.7B
$136K 0.02%
11,002
– –
TMDI
249
DELISTED
Titan Medical Inc. Ordinary Shares
TMDI
$73K 0.01%
100,000
– –
ADP icon
250
Automatic Data Processing
ADP
$108B
– –
-1,438
Closed -$214K
8 9
10
11 12

Similar funds

HPCM
High Pointe Capital Management Chicago, Illinois $139M AUM 24.99% 1-Year Est. Return
FFA
Freedman Financial Associates Peabody, Massachusetts $145M AUM 6.97% 1-Year Est. Return
TC
Tatro Capital Lexington, Kentucky $134M AUM 3.29% 1-Year Est. Return
NWM
Nauset Wealth Management Westport, Connecticut $126M AUM
KCA
Karn Couzens & Associates Farmington, Connecticut $157M AUM 11.36% 1-Year Est. Return
SIS
SVB Investment Services Salt Lake City, Utah $161M AUM 4.97% 1-Year Est. Return
MWM
Midwest Wealth Management Indianapolis, Indiana $165M AUM 19.98% 1-Year Est. Return
RCM
RVB Capital Management Great Neck, New York $117M AUM 17.05% 1-Year Est. Return

Capital One Financial's Q3 2020 Portfolio in Review

As of Q3 2020, Capital One Financial held 282 positions worth $791M, up 7.2% from $739M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Capital One Financial's Q3 2020 filing shows 2 new, 37 increased, 175 reduced and 33 closed positions. Its largest new stake was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K. The largest sale was iShares Core MSCI EAFE ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Capital One Financial's largest Q3 2020 buy was iShares Russell 1000 Growth ETF: 3,936 shares worth $213K.
  • Capital One Financial added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $35.9M increase.
  • Capital One Financial's biggest Q3 2020 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $13M.
  • Capital One Financial fully exited Vanguard Short-Term Treasury ETF in Q3 2020, selling an estimated $2.7M.
  • Capital One Financial's ten largest holdings make up 51% of its $791M portfolio in Q3 2020.
  • Capital One Financial opened 2 new positions and closed 33 in Q3 2020.
  • Capital One Financial's portfolio value rose 7.2% quarter-over-quarter to $791M.

Based on Capital One Financial's 13F filing for Q3 2020, filed 5 Nov 2020.