Capital Fund Management (CFM)’s Legg Mason, Inc. LM Stock Holding History

Capital Fund Management (CFM)’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-5,500	Closed	-$210K	–	2105
2019 Q3	$210K	Sell	5,500 -600	-10%	-$22.7K	﹤0.01%	1567
2019 Q2	$234K	Buy	+6,100	New	+$211K	﹤0.01%	1476
2014 Q4	–	Sell	-6,700	Closed	-$343K	–	1867
2014 Q3	$343K	Sell	6,700 -8,800	-57%	-$437K	﹤0.01%	1277
2014 Q2	$795K	Buy	15,500 +8,100	+109%	+$391K	0.01%	1051
2014 Q1	$363K	Buy	7,400 +1,000	+16%	+$44.5K	﹤0.01%	1375
2013 Q4	$278K	Sell	6,400 -4,000	-38%	-$155K	﹤0.01%	1478
2013 Q3	$348K	Buy	+10,400	New	+$348K	﹤0.01%	1307

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

TFM

Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.38B AUM 63.08% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

Capital Fund Management (CFM)'s LM Position: Q1 2020 in Review

Capital Fund Management (CFM) sold out of Legg Mason, Inc. (LM) in Q1 2020, closing a stake of 9,874 shares — an estimated $355K sold.

Capital Fund Management (CFM) first reported a position in LM in Q2 2013 and held it in 13 quarters. The position peaked at $12M in Q3 2015. 320 funds tracked by Wall St. Rank hold LM as of Q1 2020.

Capital Fund Management (CFM) reported no remaining Legg Mason, Inc. position as of Q1 2020 after selling out during the quarter.
Capital Fund Management (CFM) sold 9,874 Legg Mason, Inc. shares in Q1 2020, an estimated $355K.
Capital Fund Management (CFM) first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 13 quarters.
Capital Fund Management (CFM)'s Legg Mason, Inc. position peaked at $12M in Q3 2015.
320 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2020.

Based on Capital Fund Management (CFM)'s 13F filing for Q1 2020, filed 13 May 2020.